Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/20?limit=200&registers=between&mode=atom 2024-05-09T01:00:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19548.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying Its Payment for Order Flow Program as It Relates to Order Flow Providers 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19548.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19547.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 116 (“Stop” Constitutes Guarantee) 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19547.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19546.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2 To Amend NASD Interpretive Material 2210-4 To Require Certain Member Firms to Provide a Hyperlink to the NASD's Internet Home Page 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19546 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19546.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19537.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc.; Corrrection 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19537.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19520.html Notice - Submissions for OMB Review; Comment Request 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19520.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19518.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Increase the Class Quoting Limit in the Option Class Research in Motion 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19518.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19517.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to NSCC's Rules Regarding ACATS Fund/SERV 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19517.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19516.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES, Brut, and Inet 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19516.pdf https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19512.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program 2006-11-20T00:00:00-08:00 2006-11-20T00:00:00-08:00 E6-19512 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19512.pdf