<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/16?registers=between Sat, 27 Apr 2024 21:59:43 -0700 Sat, 27 Apr 2024 21:59:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/16?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19382.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19382.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19382 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19382.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Exchange's Open Outcry Crossing Rule https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19381.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19381.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19381 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19381.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee on Orders in Equities and Exchange Traded Funds Routed From the Exchange and Executed in Another Market Pursuant to the Linkage Plan https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19380.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19380.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19380 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19380.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Automated Process for Opening Quotations of ITS/CAES Market Makers https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19379.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19379.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19379 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19379.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19378.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19378.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19378 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19378.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 To List and Trade Two Series of Commodity-Linked Securities of Wachovia Corporation https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19364.html https://regulations.justia.com/regulations/fedreg/2006/11/16/E6-19364.html Thu, 16 Nov 2006 00:00:00 -0800 E6-19364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-16/pdf/E6-19364.pdf