Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/14?limit=200&registers=between&mode=atom 2024-11-24T07:49:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19167.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc. 2006-11-14T00:00:00-08:00 2006-11-14T00:00:00-08:00 E6-19167 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19167.pdf https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19165.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T 2006-11-14T00:00:00-08:00 2006-11-14T00:00:00-08:00 E6-19165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19165.pdf https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19120.html Notice - Order Granting National Securities Exchanges a Limited Exemption From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934 To Permit Acceptance by Exchanges of Certain Sub-Penny Orders 2006-11-14T00:00:00-08:00 2006-11-14T00:00:00-08:00 E6-19120 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19120.pdf https://regulations.justia.com/regulations/fedreg/2006/11/14/06-9213.html Notice - Sunshine Act Meeting 2006-11-14T00:00:00-08:00 2006-11-14T00:00:00-08:00 06-9213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/06-9213.pdf