Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/06?limit=200®isters=between&mode=atom2024-11-24T08:53:31-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18635.htmlNotice - Order Exempting Certain Sub-Penny Trade-Throughs From Rule 611 of Regulation NMS Under the Securities Exchange Act of 19342006-11-06T00:00:00-08:002006-11-06T00:00:00-08:00E6-18635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18635.pdfhttps://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18634.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Request to Extend the Pilot Operating During the Exchange's Implementation of NYSE Hybrid Market Phase 3 Until November 30, 20062006-11-06T00:00:00-08:002006-11-06T00:00:00-08:00E6-18634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18634.pdfhttps://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18633.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Revision of Certain Equity Transaction and Market Data Revenue Sharing Credits2006-11-06T00:00:00-08:002006-11-06T00:00:00-08:00E6-18633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18633.pdfhttps://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18632.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Transaction Fees and Credits2006-11-06T00:00:00-08:002006-11-06T00:00:00-08:00E6-18632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18632.pdfhttps://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18631.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to Modify the Voluntary Withdrawal Procedures of Securities From Listing on the Exchange and, for Dually-Listed Issuers Voluntarily Withdrawing Listed Securities on the Exchange, To Eliminate the Requirement To Submit Resolutions by Their Board of Directors2006-11-06T00:00:00-08:002006-11-06T00:00:00-08:00E6-18631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18631.pdf