<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/06?registers=between Sat, 27 Apr 2024 21:34:45 -0700 Sat, 27 Apr 2024 21:34:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/11/06?registers=between Notice - Order Exempting Certain Sub-Penny Trade-Throughs From Rule 611 of Regulation NMS Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18635.html https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18635.html Mon, 06 Nov 2006 00:00:00 -0800 E6-18635 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18635.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Request to Extend the Pilot Operating During the Exchange's Implementation of NYSE Hybrid Market Phase 3 Until November 30, 2006 https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18634.html https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18634.html Mon, 06 Nov 2006 00:00:00 -0800 E6-18634 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18634.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Revision of Certain Equity Transaction and Market Data Revenue Sharing Credits https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18633.html https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18633.html Mon, 06 Nov 2006 00:00:00 -0800 E6-18633 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18633.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Transaction Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18632.html https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18632.html Mon, 06 Nov 2006 00:00:00 -0800 E6-18632 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18632.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to Modify the Voluntary Withdrawal Procedures of Securities From Listing on the Exchange and, for Dually-Listed Issuers Voluntarily Withdrawing Listed Securities on the Exchange, To Eliminate the Requirement To Submit Resolutions by Their Board of Directors https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18631.html https://regulations.justia.com/regulations/fedreg/2006/11/06/E6-18631.html Mon, 06 Nov 2006 00:00:00 -0800 E6-18631 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-06/pdf/E6-18631.pdf