<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10?registers=between&min-day=1&max-day=31 Tue, 30 Apr 2024 08:31:14 -0700 Tue, 30 Apr 2024 08:31:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10?registers=between&min-day=1&max-day=31 Proposed Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18257.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18257.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18257 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18257.pdf Notice - Tactical Allocation Services, LLC, et al.; https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18256.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18256.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18256.pdf Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18255.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18255.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18255 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18255.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to NYSE Listed Company Manual Section 703.16 (Investment Company Units) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18254.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18254.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18254.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Flexibility of Nasdaq's INET Facility Order Routing Process for Reactive Only DOT Orders That Currently Are Ultimately Directed to the New York Stock Exchange or the American Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18252.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18252.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18252.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements Under Rule 3110(b) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18250.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18250.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18250.pdf Notice - Privacy Act of 1974: Establishment of a New System of Records: Photographic Files (SEC-54) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18234.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18234.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18234 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18234.pdf Notice - AXA Equitable Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18143.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18143.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18143 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18143.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18142.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18142.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18142 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18142.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18141.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18141.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18141 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18141.pdf Notice - Integrated ARROs Fund I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18088.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18088.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18088 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18088.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Permit Routing From the Matching System to a Destination Selected by a Participant https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18083.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18083.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18083.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs of Certain Hybrid 2.0 Classes https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18082.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18082.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18082.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Certain of its Rules To Provide for the Listing and Trading of Options on the CBOE Russell 2000 Volatility Index sm https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18081.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18081.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18081 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18081.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18080.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18080.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18080 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18080.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18079.html https://regulations.justia.com/regulations/fedreg/2006/10/30/E6-18079.html Mon, 30 Oct 2006 00:00:00 -0800 E6-18079 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-30/pdf/E6-18079.pdf Notice - Investment Technology Group, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17997.html https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17997.html Fri, 27 Oct 2006 00:00:00 -0700 E6-17997 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/E6-17997.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17996.html https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17996.html Fri, 27 Oct 2006 00:00:00 -0700 E6-17996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/E6-17996.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17995.html https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17995.html Fri, 27 Oct 2006 00:00:00 -0700 E6-17995 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/E6-17995.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Minor Rule Violations in Connection With Trade Reporting https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17994.html https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17994.html Fri, 27 Oct 2006 00:00:00 -0700 E6-17994 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/E6-17994.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17992.html https://regulations.justia.com/regulations/fedreg/2006/10/27/E6-17992.html Fri, 27 Oct 2006 00:00:00 -0700 E6-17992 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/E6-17992.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/10/27/06-8963.html https://regulations.justia.com/regulations/fedreg/2006/10/27/06-8963.html Fri, 27 Oct 2006 00:00:00 -0700 06-8963 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-27/pdf/06-8963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Vanguard Emerging Markets Stock Index Fund https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17989.html https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17989.html Thu, 26 Oct 2006 00:00:00 -0700 E6-17989 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/E6-17989.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17929.html https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17929.html Thu, 26 Oct 2006 00:00:00 -0700 E6-17929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/E6-17929.pdf Notice - Notice of Intention To Cancel Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17928.html https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17928.html Thu, 26 Oct 2006 00:00:00 -0700 E6-17928 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/E6-17928.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17927.html https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17927.html Thu, 26 Oct 2006 00:00:00 -0700 E6-17927 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/E6-17927.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement Service https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17913.html https://regulations.justia.com/regulations/fedreg/2006/10/26/E6-17913.html Thu, 26 Oct 2006 00:00:00 -0700 E6-17913 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/E6-17913.pdf Notice - In the Matter of Conversion Solutions Holdings Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/10/26/06-8939.html https://regulations.justia.com/regulations/fedreg/2006/10/26/06-8939.html Thu, 26 Oct 2006 00:00:00 -0700 06-8939 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-26/pdf/06-8939.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures; Correction https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17846.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17846.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17846 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17846.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Vanguard Emerging Markets Stock Index Fund https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17845.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17845.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17845.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete Firm-Element Continuing Education To Qualify To Engage in a Security Futures Business https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17844.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17844.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17844.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Providing Certain Reports to its Members https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17837.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17837.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17837 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17837.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17836.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17836.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17836 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17836.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17833.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17833.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17833.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 13 (Definitions of Orders) https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17832.html https://regulations.justia.com/regulations/fedreg/2006/10/25/E6-17832.html Wed, 25 Oct 2006 00:00:00 -0700 E6-17832 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-25/pdf/E6-17832.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 86 (Automated Bond System®) https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17745.html https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17745.html Tue, 24 Oct 2006 00:00:00 -0700 E6-17745 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-24/pdf/E6-17745.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and the National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711 https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17744.html https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17744.html Tue, 24 Oct 2006 00:00:00 -0700 E6-17744 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-24/pdf/E6-17744.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operations of Its Recently-Approved “Single Book” Execution System https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17734.html https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17734.html Tue, 24 Oct 2006 00:00:00 -0700 E6-17734 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-24/pdf/E6-17734.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Brut Directed Cross Order https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17733.html https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17733.html Tue, 24 Oct 2006 00:00:00 -0700 E6-17733 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-24/pdf/E6-17733.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17731.html https://regulations.justia.com/regulations/fedreg/2006/10/24/E6-17731.html Tue, 24 Oct 2006 00:00:00 -0700 E6-17731 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-24/pdf/E6-17731.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System https://regulations.justia.com/regulations/fedreg/2006/10/23/Z6-11390.html https://regulations.justia.com/regulations/fedreg/2006/10/23/Z6-11390.html Mon, 23 Oct 2006 00:00:00 -0700 Z6-11390 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/Z6-11390.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (“Definitions of Orders “) To Clarify That an Immediate or Cancel Order Must Be Designated “Regulation NMS-compliant Immediate or Cancel” in Order To Be so Executed, and To Modify the Definition of an “At the Opening” or “At the Opening Only” Order To Ensure That It Complies With the Securities and Exchange Commission's Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17674.html https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17674.html Mon, 23 Oct 2006 00:00:00 -0700 E6-17674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/E6-17674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pilot To Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17673.html https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17673.html Mon, 23 Oct 2006 00:00:00 -0700 E6-17673 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/E6-17673.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to “List Offering Price” and “Takedown” Transactions https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17668.html https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17668.html Mon, 23 Oct 2006 00:00:00 -0700 E6-17668 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/E6-17668.pdf Notice - Pioneer America Income Trust, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17619.html https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17619.html Mon, 23 Oct 2006 00:00:00 -0700 E6-17619 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/E6-17619.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17618.html https://regulations.justia.com/regulations/fedreg/2006/10/23/E6-17618.html Mon, 23 Oct 2006 00:00:00 -0700 E6-17618 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/E6-17618.pdf Notice - Notice of Availability of the Fort Bliss, Texas and New Mexico, Mission Master Plan Supplemental Programmatic Environmental Impact Statement https://regulations.justia.com/regulations/fedreg/2006/10/23/C6-8667.html https://regulations.justia.com/regulations/fedreg/2006/10/23/C6-8667.html Mon, 23 Oct 2006 00:00:00 -0700 C6-8667 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/C6-8667.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/10/23/06-8861.html https://regulations.justia.com/regulations/fedreg/2006/10/23/06-8861.html Mon, 23 Oct 2006 00:00:00 -0700 06-8861 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-23/pdf/06-8861.pdf Notice - Evaluation of the Carcinogenicity of Ethylene Oxide https://regulations.justia.com/regulations/fedreg/2006/10/20/Z6-16921.html https://regulations.justia.com/regulations/fedreg/2006/10/20/Z6-16921.html Fri, 20 Oct 2006 00:00:00 -0700 Z6-16921 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/Z6-16921.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Implement a Pilot Program To Quote and To Trade Certain Options in Pennies https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17564.html https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17564.html Fri, 20 Oct 2006 00:00:00 -0700 E6-17564 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/E6-17564.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant To Rule 10308 of the NASD Code of Arbitration Procedure https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17563.html https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17563.html Fri, 20 Oct 2006 00:00:00 -0700 E6-17563 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/E6-17563.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17562.html https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17562.html Fri, 20 Oct 2006 00:00:00 -0700 E6-17562 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/E6-17562.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to NYSE Arca Data https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17539.html https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17539.html Fri, 20 Oct 2006 00:00:00 -0700 E6-17539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/E6-17539.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17537.html https://regulations.justia.com/regulations/fedreg/2006/10/20/E6-17537.html Fri, 20 Oct 2006 00:00:00 -0700 E6-17537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/E6-17537.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change and Admendment No. 1 Relating to Customer Fees for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2006/10/20/C6-8646.html https://regulations.justia.com/regulations/fedreg/2006/10/20/C6-8646.html Fri, 20 Oct 2006 00:00:00 -0700 C6-8646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-20/pdf/C6-8646.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify NASDAQ Rules 3350 and 4755 https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17441.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17441.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17441 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17441.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 4760 Relating to the Operation of the Nasdaq Crossing Network https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17440.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17440.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17440 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17440.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17397.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17397.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17397.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based On International or Global Indexes https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17396.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17396.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17396 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17396.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Addition of Real-Time Quotation Information to the NYSE OpenBookTM https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17394.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17394.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17394.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Electronic Access Fee https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17392.html https://regulations.justia.com/regulations/fedreg/2006/10/19/E6-17392.html Thu, 19 Oct 2006 00:00:00 -0700 E6-17392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-19/pdf/E6-17392.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NYSE Rule 116 (“Stop” Constitutes Guarantee) and NYSE Rule 123B (Exchange Automated Order Routing Systems) https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17321.html https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17321.html Wed, 18 Oct 2006 00:00:00 -0700 E6-17321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-18/pdf/E6-17321.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction With the Boston Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17319.html https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17319.html Wed, 18 Oct 2006 00:00:00 -0700 E6-17319 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-18/pdf/E6-17319.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Create a Penny Pilot Program for Options Trading https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17317.html https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17317.html Wed, 18 Oct 2006 00:00:00 -0700 E6-17317 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-18/pdf/E6-17317.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17316.html https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17316.html Wed, 18 Oct 2006 00:00:00 -0700 E6-17316 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-18/pdf/E6-17316.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Tenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Seventh Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17315.html https://regulations.justia.com/regulations/fedreg/2006/10/18/E6-17315.html Wed, 18 Oct 2006 00:00:00 -0700 E6-17315 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-18/pdf/E6-17315.pdf Notice - MONY Life Insurance Company of America, et al. https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17236.html https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17236.html Tue, 17 Oct 2006 00:00:00 -0700 E6-17236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-17/pdf/E6-17236.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17180.html https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17180.html Tue, 17 Oct 2006 00:00:00 -0700 E6-17180 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-17/pdf/E6-17180.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17169.html https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17169.html Tue, 17 Oct 2006 00:00:00 -0700 E6-17169 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-17/pdf/E6-17169.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals From a Hearing Officer or Hearing Panel Decision https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17168.html https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17168.html Tue, 17 Oct 2006 00:00:00 -0700 E6-17168 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-17/pdf/E6-17168.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17167.html https://regulations.justia.com/regulations/fedreg/2006/10/17/E6-17167.html Tue, 17 Oct 2006 00:00:00 -0700 E6-17167 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-17/pdf/E6-17167.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17083.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17083.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17083.pdf Notice - Delaware Management Business Trust, et al.; https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17082.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17082.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17082.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Reporting Required When Nasdaq Lists the Security of an Affiliate https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17081.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17081.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17081 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17081.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17080.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17080.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17080 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17080.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04 and Section 703.01(A) https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17067.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17067.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17067 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17067.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17064.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17064.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17064 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17064.pdf Notice - SSgA Funds Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17060.html https://regulations.justia.com/regulations/fedreg/2006/10/16/E6-17060.html Mon, 16 Oct 2006 00:00:00 -0700 E6-17060 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/E6-17060.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/10/16/06-8718.html https://regulations.justia.com/regulations/fedreg/2006/10/16/06-8718.html Mon, 16 Oct 2006 00:00:00 -0700 06-8718 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-16/pdf/06-8718.pdf Proposed Rule - Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16956.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16956.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16956 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16956.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16952.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16952.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16952 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16952.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16950.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16950.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16950 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16950.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16948.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16948.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16948 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16948.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2006/10/13/06-8646.html https://regulations.justia.com/regulations/fedreg/2006/10/13/06-8646.html Fri, 13 Oct 2006 00:00:00 -0700 06-8646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/06-8646.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to A Pilot Until 10/31/06 to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16897.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16897.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16897.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16888.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16888.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16888 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16888.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange and Regulatory Bulletin Annual Subscription Fee https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16853.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16853.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16853.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16849.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16849.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16849 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16849.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stocksup® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16848.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16848.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16848 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16848.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 17 https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16847.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16847.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16847.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16846.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16846.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16846.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees https://regulations.justia.com/regulations/fedreg/2006/10/11/E6-16729.html https://regulations.justia.com/regulations/fedreg/2006/10/11/E6-16729.html Wed, 11 Oct 2006 00:00:00 -0700 E6-16729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-11/pdf/E6-16729.pdf Notice - Self Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Citation to Section 19 of the Securities Exchange Act in NASD Rule 9559 https://regulations.justia.com/regulations/fedreg/2006/10/11/E6-16717.html https://regulations.justia.com/regulations/fedreg/2006/10/11/E6-16717.html Wed, 11 Oct 2006 00:00:00 -0700 E6-16717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-11/pdf/E6-16717.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16646.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16646.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16646.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16645.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16645.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16645 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16645.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Exempt All Securities Included in the Nasdaq-100 Index From the Price Test Set Forth in NASD Rule 5100 https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16644.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16644.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16644 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16644.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16631.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16631.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16631 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16631.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16630.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16630.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16630 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16630.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, To Establish a New Hybrid Trading System Known as AEMISM https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16628.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16628.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16628 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16628.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading Model https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16626.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16626.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16626.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16625.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16625.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16625 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16625.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16624.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16624.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16624 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16624.pdf Notice - In the Matter of Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/10/10/06-8597.html https://regulations.justia.com/regulations/fedreg/2006/10/10/06-8597.html Tue, 10 Oct 2006 00:00:00 -0700 06-8597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/06-8597.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16583.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16583.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16583 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16583.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating To Adoption of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16582.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16582.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16582.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16580.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16580.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16580.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include DXL Options on the Hybrid 2.0 Platform https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16579.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16579.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16579 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16579.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16576.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16576.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16576 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16576.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; NASDAQ Stock Market LLC; National Stock Exchange, Inc.; NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16565.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16565.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16565 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16565.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16550.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16550.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16550 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16550.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16549.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16549.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16549.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment No. 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto to Align NASD Rules With Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16548.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16548.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16548.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16547.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16547.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16547.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16545.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16545.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16545.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8580.html https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8580.html Fri, 06 Oct 2006 00:00:00 -0700 06-8580 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/06-8580.pdf Notice - Joint Industry Plan; Order Approving NMS Linkage Plan Filed by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8543.html https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8543.html Fri, 06 Oct 2006 00:00:00 -0700 06-8543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/06-8543.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16461.html https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16461.html Thu, 05 Oct 2006 00:00:00 -0700 E6-16461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-05/pdf/E6-16461.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16460.html https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16460.html Thu, 05 Oct 2006 00:00:00 -0700 E6-16460 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-05/pdf/E6-16460.pdf Notice - Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16443.html https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16443.html Thu, 05 Oct 2006 00:00:00 -0700 E6-16443 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-05/pdf/E6-16443.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16367.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc. (n/k/a International Securities Exchange, LLC); Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16366.pdf Notice - RiverSource Diversified Income Series, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16365.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16364.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16363 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16363.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16332.pdf Notice - SEC Government-Business Forum on Small Business Capital Formation https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16331 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16331.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16330 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16330.pdf Rule - Mutual Fund Redemption Fees https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16273.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16273.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16273 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16273.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16251.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16251.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16251 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16251.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16250.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16250.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16250.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance To Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16249.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16249.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16249.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm From Earning Credits When Its Exchange Bill Is More Than 30 Days Past Due https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16248.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16248.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16248 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16248.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 To Create a New Order Type-Passive Liquidity Orders-for Use on NYSE Arca Marketplace https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16247.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16247.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16247 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16247.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/10/03/06-8473.html https://regulations.justia.com/regulations/fedreg/2006/10/03/06-8473.html Tue, 03 Oct 2006 00:00:00 -0700 06-8473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/06-8473.pdf Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16170 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16170.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16168 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16168.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16166.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16165.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16164 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16162.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16117 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16117.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16115 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16115.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16114 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16114.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16113.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16112 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16112.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Investment Company Units https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16111.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16109 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16109.pdf Notice - In the Matter of China Energy Savings Technology, Inc.; Corrected Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html Mon, 02 Oct 2006 00:00:00 -0700 06-8414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/06-8414.pdf