Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/31?limit=200&registers=between&mode=atom 2024-04-24T00:19:24-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18257.html Proposed Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18257 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18257.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18256.html Notice - Tactical Allocation Services, LLC, et al.; 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18256.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18255.html Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18255 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18255.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18254.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to NYSE Listed Company Manual Section 703.16 (Investment Company Units) 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18254.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18252.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Flexibility of Nasdaq's INET Facility Order Routing Process for Reactive Only DOT Orders That Currently Are Ultimately Directed to the New York Stock Exchange or the American Stock Exchange 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18252.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18250.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements Under Rule 3110(b) 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18250.pdf https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18234.html Notice - Privacy Act of 1974: Establishment of a New System of Records: Photographic Files (SEC-54) 2006-10-31T00:00:00-08:00 2006-10-31T00:00:00-08:00 E6-18234 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18234.pdf