Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/13?limit=200&registers=between&mode=atom 2024-11-24T10:44:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16956.html Proposed Rule - Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants 2006-10-13T00:00:00-07:00 2006-10-13T00:00:00-07:00 E6-16956 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16956.pdf https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16952.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges 2006-10-13T00:00:00-07:00 2006-10-13T00:00:00-07:00 E6-16952 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16952.pdf https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16950.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act 2006-10-13T00:00:00-07:00 2006-10-13T00:00:00-07:00 E6-16950 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16950.pdf https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16948.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks 2006-10-13T00:00:00-07:00 2006-10-13T00:00:00-07:00 E6-16948 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16948.pdf https://regulations.justia.com/regulations/fedreg/2006/10/13/06-8646.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders 2006-10-13T00:00:00-07:00 2006-10-13T00:00:00-07:00 06-8646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/06-8646.pdf