<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/13?registers=between Sat, 27 Apr 2024 21:28:36 -0700 Sat, 27 Apr 2024 21:28:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/13?registers=between Proposed Rule - Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16956.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16956.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16956 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16956.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16952.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16952.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16952 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16952.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16950.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16950.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16950 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16950.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16948.html https://regulations.justia.com/regulations/fedreg/2006/10/13/E6-16948.html Fri, 13 Oct 2006 00:00:00 -0700 E6-16948 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/E6-16948.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2006/10/13/06-8646.html https://regulations.justia.com/regulations/fedreg/2006/10/13/06-8646.html Fri, 13 Oct 2006 00:00:00 -0700 06-8646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-13/pdf/06-8646.pdf