Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/12?limit=200&registers=between&mode=atom 2024-11-24T11:42:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16897.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to A Pilot Until 10/31/06 to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16897.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16888.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16888 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16888.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16853.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange and Regulatory Bulletin Annual Subscription Fee 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16853.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16849.html Notice - Proposed Collections; Comment Request 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16849 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16849.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16848.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stocksup® (QQQQ) 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16848 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16848.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16847.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 17 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16847.pdf https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16846.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) 2006-10-12T00:00:00-07:00 2006-10-12T00:00:00-07:00 E6-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16846.pdf