<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/12?registers=between Thu, 02 May 2024 01:18:36 -0700 Thu, 02 May 2024 01:18:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to A Pilot Until 10/31/06 to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16897.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16897.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16897.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16888.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16888.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16888 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16888.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange and Regulatory Bulletin Annual Subscription Fee https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16853.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16853.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16853.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16849.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16849.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16849 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16849.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stocksup® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16848.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16848.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16848 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16848.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 17 https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16847.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16847.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16847.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16846.html https://regulations.justia.com/regulations/fedreg/2006/10/12/E6-16846.html Thu, 12 Oct 2006 00:00:00 -0700 E6-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-12/pdf/E6-16846.pdf