<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/10?registers=between Tue, 30 Apr 2024 14:21:16 -0700 Tue, 30 Apr 2024 14:21:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/10?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16646.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16646.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16646.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16645.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16645.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16645 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16645.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Exempt All Securities Included in the Nasdaq-100 Index From the Price Test Set Forth in NASD Rule 5100 https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16644.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16644.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16644 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16644.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16631.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16631.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16631 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16631.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16630.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16630.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16630 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16630.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, To Establish a New Hybrid Trading System Known as AEMISM https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16628.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16628.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16628 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16628.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading Model https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16626.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16626.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16626.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16625.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16625.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16625 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16625.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16624.html https://regulations.justia.com/regulations/fedreg/2006/10/10/E6-16624.html Tue, 10 Oct 2006 00:00:00 -0700 E6-16624 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/E6-16624.pdf Notice - In the Matter of Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/10/10/06-8597.html https://regulations.justia.com/regulations/fedreg/2006/10/10/06-8597.html Tue, 10 Oct 2006 00:00:00 -0700 06-8597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-10/pdf/06-8597.pdf