<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/06?registers=between Wed, 01 May 2024 12:20:19 -0700 Wed, 01 May 2024 12:20:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/06?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16583.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16583.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16583 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16583.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating To Adoption of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16582.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16582.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16582.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16580.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16580.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16580.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include DXL Options on the Hybrid 2.0 Platform https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16579.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16579.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16579 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16579.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16576.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16576.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16576 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16576.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; NASDAQ Stock Market LLC; National Stock Exchange, Inc.; NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16565.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16565.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16565 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16565.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16550.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16550.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16550 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16550.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16549.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16549.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16549.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment No. 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto to Align NASD Rules With Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16548.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16548.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16548.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16547.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16547.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16547.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16545.html https://regulations.justia.com/regulations/fedreg/2006/10/06/E6-16545.html Fri, 06 Oct 2006 00:00:00 -0700 E6-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/E6-16545.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8580.html https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8580.html Fri, 06 Oct 2006 00:00:00 -0700 06-8580 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/06-8580.pdf Notice - Joint Industry Plan; Order Approving NMS Linkage Plan Filed by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8543.html https://regulations.justia.com/regulations/fedreg/2006/10/06/06-8543.html Fri, 06 Oct 2006 00:00:00 -0700 06-8543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-06/pdf/06-8543.pdf