Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/04?limit=200®isters=between&mode=atom2024-11-24T11:37:25-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16367.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc. (n/k/a International Securities Exchange, LLC); Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16366.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.htmlNotice - RiverSource Diversified Income Series, Inc., et al.; Notice of Application2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16365.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16364.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16363.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16332.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.htmlNotice - SEC Government-Business Forum on Small Business Capital Formation2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16331.pdfhttps://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.htmlNotice - Proposed Collection; Comment Request2006-10-04T00:00:00-07:002006-10-04T00:00:00-07:00E6-16330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16330.pdf