Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/04?limit=200&registers=between&mode=atom 2024-04-23T19:18:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16367.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc. (n/k/a International Securities Exchange, LLC); Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16366.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.html Notice - RiverSource Diversified Income Series, Inc., et al.; Notice of Application 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16365.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16364.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16363 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16363.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16332.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.html Notice - SEC Government-Business Forum on Small Business Capital Formation 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16331 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16331.pdf https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.html Notice - Proposed Collection; Comment Request 2006-10-04T00:00:00-07:00 2006-10-04T00:00:00-07:00 E6-16330 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16330.pdf