Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/03?limit=200&registers=between&mode=atom 2024-05-10T09:22:24-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16273.html Rule - Mutual Fund Redemption Fees 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16273 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16273.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16251.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16251 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16251.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16250.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16250.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16249.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance To Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16249.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16248.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm From Earning Credits When Its Exchange Bill Is More Than 30 Days Past Due 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16248 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16248.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16247.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 To Create a New Order Type-Passive Liquidity Orders-for Use on NYSE Arca Marketplace 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 E6-16247 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16247.pdf https://regulations.justia.com/regulations/fedreg/2006/10/03/06-8473.html Notice - Sunshine Act Meeting 2006-10-03T00:00:00-07:00 2006-10-03T00:00:00-07:00 06-8473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/06-8473.pdf