<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/02?registers=between Thu, 28 Nov 2024 03:35:05 -0800 Thu, 28 Nov 2024 03:35:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/10/02?registers=between Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16170 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16170.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16168 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16168.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16166.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16165.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16164 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16162.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16117 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16117.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16115 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16115.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16114 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16114.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16113.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16112 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16112.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Investment Company Units https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16111.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html Mon, 02 Oct 2006 00:00:00 -0700 E6-16109 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16109.pdf Notice - In the Matter of China Energy Savings Technology, Inc.; Corrected Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html Mon, 02 Oct 2006 00:00:00 -0700 06-8414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/06-8414.pdf