Securities and Exchange Commission September 2006 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 134
Proposed Collection; Comment Request
Document Number: E6-15586
Type: Notice
Date: 2006-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-15585
Type: Notice
Date: 2006-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Marshall Funds, Inc. and M&I Investment Management Corp.; Notice of Application
Document Number: E6-15513
Type: Notice
Date: 2006-09-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-15459
Type: Notice
Date: 2006-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-15458
Type: Notice
Date: 2006-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Staff Accounting Bulletin No. 108
Document Number: E6-15457
Type: Rule
Date: 2006-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
The interpretations in this Staff Accounting Bulletin express the staff's views regarding the process of quantifying financial statement misstatements. The staff is aware of diversity in practice. For example, certain registrants do not consider the effects of prior year errors on current year financial statements, thereby allowing improper assets or liabilities to remain unadjusted. While these errors may not be material if considered only in relation to the balance sheet, correcting the errors could be material to the current year income statement. Certain registrants have proposed to the staff that allowing these errors to remain on the balance sheet as assets or liabilities in perpetuity is an appropriate application of generally accepted accounting principles. The staff believes that approach is not in the best interest of the users of financial statements. The interpretations in this Staff Accounting Bulletin are being issued to address diversity in practice in quantifying financial statement misstatements and the potential under current practice for the build up of improper amounts on the balance sheet.
Submissions for OMB Review; Comment Request
Document Number: E6-15453
Type: Notice
Date: 2006-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-15449
Type: Notice
Date: 2006-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-15319
Type: Notice
Date: 2006-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
IDS Life Insurance Company, et al., Notice of Application
Document Number: E6-15298
Type: Notice
Date: 2006-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 06-7728
Type: Notice
Date: 2006-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Indigenous Global Development Corporation; Order of Suspension of Trading
Document Number: 06-7725
Type: Notice
Date: 2006-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
National Life Insurance Company, et al.
Document Number: 06-7641
Type: Notice
Date: 2006-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Southwestern Medical Solutions, Inc.; Order of Suspension of Trading
Document Number: 06-7654
Type: Notice
Date: 2006-09-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-7607
Type: Notice
Date: 2006-09-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-14948
Type: Notice
Date: 2006-09-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Electronic Filing of Transfer Agent Forms
Document Number: 06-7269
Type: Proposed Rule
Date: 2006-09-11
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing to amend the rules and forms under Section 17A of the Securities Exchange Act of 1934 (``Act'') to require that the forms filed with respect to transfer agent registration, annual reporting, and withdrawal from registration be filed with the Commission electronically. The forms would be filed on the Commission's EDGAR database in XML format and would be accessible to Commission staff and the public for search and retrieval. The proposed rulemaking would improve the Commission's ability to utilize the information reported on the forms in performing its oversight function of transfer agent operations and to publicly disseminate the information on the forms.