<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09?registers=between&min-day=1&max-day=30 Mon, 20 May 2024 12:17:36 -0700 Mon, 20 May 2024 12:17:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-16028.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-16028.html Fri, 29 Sep 2006 00:00:00 -0700 E6-16028 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-16028.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange to Exchange Billing Under the Linkage Plan https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15986.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15986.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15986.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15985.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15985.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15985.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15984.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15984.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15984.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8397.html https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8397.html Fri, 29 Sep 2006 00:00:00 -0700 06-8397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/06-8397.pdf Notice - In the matter of Geographics, Inc. (n/k/a G Printing, Inc.), Window Rock Capital Corp. (n/k/a Window Rock Capital Holdings, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8396.html https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8396.html Fri, 29 Sep 2006 00:00:00 -0700 06-8396 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/06-8396.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15926.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15926.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15926 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15926.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Amendment to the Payment for Order Flow Plan To Include Supplemental Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15925.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15925.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15925 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15925.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15897.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15897.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15897.pdf Notice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8365.html https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8365.html Thu, 28 Sep 2006 00:00:00 -0700 06-8365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8365.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating To Exchange Rule 104.10 (“Dealings by Specialists”) https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8355.html https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8355.html Thu, 28 Sep 2006 00:00:00 -0700 06-8355 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8355.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Practice of Using a Fifth Character Identifier With the Symbol of Foreign Securities https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15799.html https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15799.html Wed, 27 Sep 2006 00:00:00 -0700 E6-15799 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-27/pdf/E6-15799.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15794.html https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15794.html Wed, 27 Sep 2006 00:00:00 -0700 E6-15794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-27/pdf/E6-15794.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15793.html https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15793.html Wed, 27 Sep 2006 00:00:00 -0700 E6-15793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-27/pdf/E6-15793.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15792.html https://regulations.justia.com/regulations/fedreg/2006/09/27/E6-15792.html Wed, 27 Sep 2006 00:00:00 -0700 E6-15792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-27/pdf/E6-15792.pdf Notice - Quaker Investment Trust and Quaker Funds, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/26/E6-15709.html https://regulations.justia.com/regulations/fedreg/2006/09/26/E6-15709.html Tue, 26 Sep 2006 00:00:00 -0700 E6-15709 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/E6-15709.pdf Rule - Alaska Native Veteran Allotments https://regulations.justia.com/regulations/fedreg/2006/09/26/C6-7661.html https://regulations.justia.com/regulations/fedreg/2006/09/26/C6-7661.html Tue, 26 Sep 2006 00:00:00 -0700 C6-7661 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/C6-7661.pdf Rule - Executive Compensation and Related Person Disclosure https://regulations.justia.com/regulations/fedreg/2006/09/26/C6-6968.html https://regulations.justia.com/regulations/fedreg/2006/09/26/C6-6968.html Tue, 26 Sep 2006 00:00:00 -0700 C6-6968 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/C6-6968.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8244.html https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8244.html Tue, 26 Sep 2006 00:00:00 -0700 06-8244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/06-8244.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Extension of Time Requests https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8239.html https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8239.html Tue, 26 Sep 2006 00:00:00 -0700 06-8239 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/06-8239.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8238.html https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8238.html Tue, 26 Sep 2006 00:00:00 -0700 06-8238 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/06-8238.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reduced Discounted Clearing Fees https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8237.html https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8237.html Tue, 26 Sep 2006 00:00:00 -0700 06-8237 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/06-8237.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of iShares® S&P Global Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8236.html https://regulations.justia.com/regulations/fedreg/2006/09/26/06-8236.html Tue, 26 Sep 2006 00:00:00 -0700 06-8236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-26/pdf/06-8236.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market/Limit-on-Open Orders Sent to the American Stock Exchange or New York Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8143.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8143.html Mon, 25 Sep 2006 00:00:00 -0700 06-8143 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8143.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Thru Orders for Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8142.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8142.html Mon, 25 Sep 2006 00:00:00 -0700 06-8142 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8142.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delivery of Options Disclosure Documents https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8141.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8141.html Mon, 25 Sep 2006 00:00:00 -0700 06-8141 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8141.pdf Notice - Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8140.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8140.html Mon, 25 Sep 2006 00:00:00 -0700 06-8140 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8140.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8137.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8137.html Mon, 25 Sep 2006 00:00:00 -0700 06-8137 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8137.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8136.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8136.html Mon, 25 Sep 2006 00:00:00 -0700 06-8136 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8136.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8135.html https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8135.html Mon, 25 Sep 2006 00:00:00 -0700 06-8135 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-25/pdf/06-8135.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8043.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8043.html Fri, 22 Sep 2006 00:00:00 -0700 06-8043 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8043.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8040.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8040.html Fri, 22 Sep 2006 00:00:00 -0700 06-8040 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8040.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Re-Establish the Market Opening Pilot Program https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8038.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8038.html Fri, 22 Sep 2006 00:00:00 -0700 06-8038 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8038.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8037.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8037.html Fri, 22 Sep 2006 00:00:00 -0700 06-8037 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8037.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities, Inc.’s Clearly Erroneous Executions Rule To Include an Appeal Fee for the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8036.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8036.html Fri, 22 Sep 2006 00:00:00 -0700 06-8036 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8036.pdf Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8003.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8003.html Fri, 22 Sep 2006 00:00:00 -0700 06-8003 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8003.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards of Security Futures Products https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8002.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8002.html Fri, 22 Sep 2006 00:00:00 -0700 06-8002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8002.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Digital Recording of Arbitration Hearings https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8001.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8001.html Fri, 22 Sep 2006 00:00:00 -0700 06-8001 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8001.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8000.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8000.html Fri, 22 Sep 2006 00:00:00 -0700 06-8000 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8000.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7999.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7999.html Fri, 22 Sep 2006 00:00:00 -0700 06-7999 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7999.pdf Notice - Claymore Securities, Inc. and Claymore Securities Defined Portfolios, Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7998.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7998.html Fri, 22 Sep 2006 00:00:00 -0700 06-7998 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7998.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7997.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7997.html Fri, 22 Sep 2006 00:00:00 -0700 06-7997 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7997.pdf Notice - Submission for OMB Review https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7996.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7996.html Fri, 22 Sep 2006 00:00:00 -0700 06-7996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7996.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7995.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7995.html Fri, 22 Sep 2006 00:00:00 -0700 06-7995 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7995.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7994.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7994.html Fri, 22 Sep 2006 00:00:00 -0700 06-7994 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7994.pdf Notice - State Farm Mutual Fund Trust, et al.; Notice of Application September 15, 2006. https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7897.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7897.html Thu, 21 Sep 2006 00:00:00 -0700 06-7897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7897.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® S&P Global Index Funds https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7896.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7896.html Thu, 21 Sep 2006 00:00:00 -0700 06-7896 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7896.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7845.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7845.html Thu, 21 Sep 2006 00:00:00 -0700 06-7845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7845.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7844.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7844.html Thu, 21 Sep 2006 00:00:00 -0700 06-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7844.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Pilot Programs for Remote Market-Makers and e-DPMs https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7843.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7843.html Thu, 21 Sep 2006 00:00:00 -0700 06-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7843.pdf