<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/29?registers=between Wed, 01 May 2024 04:46:37 -0700 Wed, 01 May 2024 04:46:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/29?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-16028.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-16028.html Fri, 29 Sep 2006 00:00:00 -0700 E6-16028 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-16028.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange to Exchange Billing Under the Linkage Plan https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15986.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15986.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15986.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15985.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15985.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15985.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15984.html https://regulations.justia.com/regulations/fedreg/2006/09/29/E6-15984.html Fri, 29 Sep 2006 00:00:00 -0700 E6-15984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/E6-15984.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8397.html https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8397.html Fri, 29 Sep 2006 00:00:00 -0700 06-8397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/06-8397.pdf Notice - In the matter of Geographics, Inc. (n/k/a G Printing, Inc.), Window Rock Capital Corp. (n/k/a Window Rock Capital Holdings, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8396.html https://regulations.justia.com/regulations/fedreg/2006/09/29/06-8396.html Fri, 29 Sep 2006 00:00:00 -0700 06-8396 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-29/pdf/06-8396.pdf