<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/28?registers=between Sun, 24 Nov 2024 08:22:31 -0800 Sun, 24 Nov 2024 08:22:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/28?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15926.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15926.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15926 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15926.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Amendment to the Payment for Order Flow Plan To Include Supplemental Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15925.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15925.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15925 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15925.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15897.html https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15897.html Thu, 28 Sep 2006 00:00:00 -0700 E6-15897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15897.pdf Notice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8365.html https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8365.html Thu, 28 Sep 2006 00:00:00 -0700 06-8365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8365.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating To Exchange Rule 104.10 (“Dealings by Specialists”) https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8355.html https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8355.html Thu, 28 Sep 2006 00:00:00 -0700 06-8355 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8355.pdf