Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/28?limit=200&registers=between&mode=atom 2024-04-26T17:03:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15926.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap 2006-09-28T00:00:00-07:00 2006-09-28T00:00:00-07:00 E6-15926 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15926.pdf https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15925.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Amendment to the Payment for Order Flow Plan To Include Supplemental Registered Options Traders 2006-09-28T00:00:00-07:00 2006-09-28T00:00:00-07:00 E6-15925 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15925.pdf https://regulations.justia.com/regulations/fedreg/2006/09/28/E6-15897.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules 2006-09-28T00:00:00-07:00 2006-09-28T00:00:00-07:00 E6-15897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/E6-15897.pdf https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8365.html Notice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading 2006-09-28T00:00:00-07:00 2006-09-28T00:00:00-07:00 06-8365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8365.pdf https://regulations.justia.com/regulations/fedreg/2006/09/28/06-8355.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating To Exchange Rule 104.10 (“Dealings by Specialists”) 2006-09-28T00:00:00-07:00 2006-09-28T00:00:00-07:00 06-8355 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-28/pdf/06-8355.pdf