Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/22?limit=200®isters=between&mode=atom2024-11-24T09:30:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8043.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8043.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8040.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8040.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8038.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Re-Establish the Market Opening Pilot Program2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8038.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8037.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8037.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8036.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities, Inc.’s Clearly Erroneous Executions Rule To Include an Appeal Fee for the Archipelago Exchange2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8036.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8003.htmlNotice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8003.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8002.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards of Security Futures Products2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8002.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8001.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Digital Recording of Arbitration Hearings2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8001.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-8000.htmlNotice - Proposed Collection; Comment Request2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-8000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8000.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7999.htmlNotice - Submission for OMB Review; Comment Request2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7999.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7998.htmlNotice - Claymore Securities, Inc. and Claymore Securities Defined Portfolios, Notice of Application2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7998.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7997.htmlNotice - Submission for OMB Review; Comment Request2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7997.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7996.htmlNotice - Submission for OMB Review2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7996.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7995.htmlNotice - Submission for OMB Review; Comment Request2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7995.pdfhttps://regulations.justia.com/regulations/fedreg/2006/09/22/06-7994.htmlNotice - Proposed Collections; Comment Request2006-09-22T00:00:00-07:002006-09-22T00:00:00-07:0006-7994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7994.pdf