Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/21?limit=200&registers=between&mode=atom 2024-12-24T21:15:16-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7897.html Notice - State Farm Mutual Fund Trust, et al.; Notice of Application September 15, 2006. 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7897.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7896.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® S&P Global Index Funds 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7896 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7896.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7845.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7845.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7844.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7844.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7843.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Pilot Programs for Remote Market-Makers and e-DPMs 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7843.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7842.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to a Proposed Rule Change Relating to the Exchange's Schedule of Fees and Charges 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7842.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7841.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7841.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7840.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7840.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7839.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Its Data Distribution Service 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7839.pdf https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7838.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing Financial Reports to Participants 2006-09-21T00:00:00-07:00 2006-09-21T00:00:00-07:00 06-7838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7838.pdf