<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/21?registers=between Sat, 27 Apr 2024 19:28:59 -0700 Sat, 27 Apr 2024 19:28:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/21?registers=between Notice - State Farm Mutual Fund Trust, et al.; Notice of Application September 15, 2006. https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7897.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7897.html Thu, 21 Sep 2006 00:00:00 -0700 06-7897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7897.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® S&P Global Index Funds https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7896.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7896.html Thu, 21 Sep 2006 00:00:00 -0700 06-7896 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7896.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7845.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7845.html Thu, 21 Sep 2006 00:00:00 -0700 06-7845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7845.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7844.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7844.html Thu, 21 Sep 2006 00:00:00 -0700 06-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7844.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Pilot Programs for Remote Market-Makers and e-DPMs https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7843.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7843.html Thu, 21 Sep 2006 00:00:00 -0700 06-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7843.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to a Proposed Rule Change Relating to the Exchange's Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7842.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7842.html Thu, 21 Sep 2006 00:00:00 -0700 06-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7842.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7841.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7841.html Thu, 21 Sep 2006 00:00:00 -0700 06-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7841.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7840.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7840.html Thu, 21 Sep 2006 00:00:00 -0700 06-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7840.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Its Data Distribution Service https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7839.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7839.html Thu, 21 Sep 2006 00:00:00 -0700 06-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7839.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing Financial Reports to Participants https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7838.html https://regulations.justia.com/regulations/fedreg/2006/09/21/06-7838.html Thu, 21 Sep 2006 00:00:00 -0700 06-7838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-21/pdf/06-7838.pdf