<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/19?registers=between Fri, 03 May 2024 04:12:28 -0700 Fri, 03 May 2024 04:12:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/19?registers=between Notice - Joint Industry Plan; Notice of Filing and Effectiveness of Amendment No. 17 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the NASDAQ Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15515.html https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15515.html Tue, 19 Sep 2006 00:00:00 -0700 E6-15515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-19/pdf/E6-15515.pdf Notice - Marshall Funds, Inc. and M&I Investment Management Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15513.html https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15513.html Tue, 19 Sep 2006 00:00:00 -0700 E6-15513 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-19/pdf/E6-15513.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Crowd and To Clarify the Requirements of Exchange Rule 70.20(f) https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15499.html https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15499.html Tue, 19 Sep 2006 00:00:00 -0700 E6-15499 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-19/pdf/E6-15499.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15498.html https://regulations.justia.com/regulations/fedreg/2006/09/19/E6-15498.html Tue, 19 Sep 2006 00:00:00 -0700 E6-15498 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-19/pdf/E6-15498.pdf