<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/13?registers=between Sat, 27 Apr 2024 13:31:39 -0700 Sat, 27 Apr 2024 13:31:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/13?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the LENS Service https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15191.html https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15191.html Wed, 13 Sep 2006 00:00:00 -0700 E6-15191 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15191.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Name Change of a Board Committee and of a Securities Market https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15189.html https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15189.html Wed, 13 Sep 2006 00:00:00 -0700 E6-15189 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15189.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15187.html https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15187.html Wed, 13 Sep 2006 00:00:00 -0700 E6-15187 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15187.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15186.html https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15186.html Wed, 13 Sep 2006 00:00:00 -0700 E6-15186 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15186.pdf Notice - In the Matter of Southwestern Medical Solutions, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/09/13/06-7654.html https://regulations.justia.com/regulations/fedreg/2006/09/13/06-7654.html Wed, 13 Sep 2006 00:00:00 -0700 06-7654 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/06-7654.pdf