Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/13?limit=200&registers=between&mode=atom 2020-12-02T21:27:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15191.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the LENS Service 2006-09-13T00:00:00-07:00 2006-09-13T00:00:00-07:00 E6-15191 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15191.pdf https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15189.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Name Change of a Board Committee and of a Securities Market 2006-09-13T00:00:00-07:00 2006-09-13T00:00:00-07:00 E6-15189 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15189.pdf https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15187.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry 2006-09-13T00:00:00-07:00 2006-09-13T00:00:00-07:00 E6-15187 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15187.pdf https://regulations.justia.com/regulations/fedreg/2006/09/13/E6-15186.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements 2006-09-13T00:00:00-07:00 2006-09-13T00:00:00-07:00 E6-15186 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/E6-15186.pdf https://regulations.justia.com/regulations/fedreg/2006/09/13/06-7654.html Notice - In the Matter of Southwestern Medical Solutions, Inc.; Order of Suspension of Trading 2006-09-13T00:00:00-07:00 2006-09-13T00:00:00-07:00 06-7654 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-13/pdf/06-7654.pdf