<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/07?registers=between Sun, 24 Nov 2024 09:47:29 -0800 Sun, 24 Nov 2024 09:47:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/07?registers=between Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto to Amend Its Trading Rules to Provide for a Price-Time Priority Market and Other Related Changes https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14808.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14808.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14808 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14808.pdf Notice - Order Granting an Exemption for Qualified Contingent Trades From Rule 611(a) of Regulation NMS Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14806.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14806.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14806.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of Its Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14805.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14805.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14805.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14794.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14794.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14794.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14793.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14793.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14793.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14792.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14792.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14792.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14784.html https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14784.html Thu, 07 Sep 2006 00:00:00 -0700 E6-14784 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14784.pdf