Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/07?limit=200&registers=between&mode=atom 2024-11-24T09:22:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14808.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto to Amend Its Trading Rules to Provide for a Price-Time Priority Market and Other Related Changes 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14808 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14808.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14806.html Notice - Order Granting an Exemption for Qualified Contingent Trades From Rule 611(a) of Regulation NMS Under the Securities Exchange Act of 1934 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14806.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14805.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of Its Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14805.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14794.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14794.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14793.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14793.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14792.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14792.pdf https://regulations.justia.com/regulations/fedreg/2006/09/07/E6-14784.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. 2006-09-07T00:00:00-07:00 2006-09-07T00:00:00-07:00 E6-14784 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-07/pdf/E6-14784.pdf