<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/05?registers=between Sun, 24 Nov 2024 08:30:52 -0800 Sun, 24 Nov 2024 08:30:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/05?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Revise The Nasdaq Capital Market Listing Requirements https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14651.html https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14651.html Tue, 05 Sep 2006 00:00:00 -0700 E6-14651 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14651.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14599.html https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14599.html Tue, 05 Sep 2006 00:00:00 -0700 E6-14599 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14599.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14598.html https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14598.html Tue, 05 Sep 2006 00:00:00 -0700 E6-14598 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14598.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14597.html https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14597.html Tue, 05 Sep 2006 00:00:00 -0700 E6-14597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14597.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14596.html https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14596.html Tue, 05 Sep 2006 00:00:00 -0700 E6-14596 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14596.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/09/05/06-7442.html https://regulations.justia.com/regulations/fedreg/2006/09/05/06-7442.html Tue, 05 Sep 2006 00:00:00 -0700 06-7442 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/06-7442.pdf