Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/05?limit=200&registers=between&mode=atom 2023-01-30T04:49:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14651.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Revise The Nasdaq Capital Market Listing Requirements 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 E6-14651 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14651.pdf https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14599.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 E6-14599 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14599.pdf https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14598.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 E6-14598 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14598.pdf https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14597.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Market-Maker Appointments 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 E6-14597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14597.pdf https://regulations.justia.com/regulations/fedreg/2006/09/05/E6-14596.html Notice - Proposed Collection; Comment Request 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 E6-14596 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/E6-14596.pdf https://regulations.justia.com/regulations/fedreg/2006/09/05/06-7442.html Notice - Sunshine Act Meeting 2006-09-05T00:00:00-07:00 2006-09-05T00:00:00-07:00 06-7442 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-05/pdf/06-7442.pdf