Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/09/01?limit=200&registers=between&mode=atom 2023-02-07T23:45:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14564.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14564 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14564.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14563.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14563 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14563.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14552.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule To Revise the DTC Custody Service Guide To Incorporate the Terms of Certain Participant Agreements 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14552 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14552.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14538.html Notice - Merrill Lynch Life Insurance Company, et al; Notice of Application 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14538.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14531.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14531.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14530.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14530.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14529.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14529 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14529.pdf https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14528.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying and Technical Changes to NSCC's Rules Regarding Its Fund/Serv Mutual Fund Processing System 2006-09-01T00:00:00-07:00 2006-09-01T00:00:00-07:00 E6-14528 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14528.pdf