<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08?registers=between&min-day=1&max-day=31 Tue, 30 Apr 2024 15:16:32 -0700 Tue, 30 Apr 2024 15:16:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08?registers=between&min-day=1&max-day=31 Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14500 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14500.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14495.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Motions To Decide Claims Before a Hearing on the Merits https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14493.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.html Thu, 31 Aug 2006 00:00:00 -0700 06-7387 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7387.pdf Notice - Claymore Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.html Thu, 31 Aug 2006 00:00:00 -0700 06-7353 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7353.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.html Thu, 31 Aug 2006 00:00:00 -0700 06-7302 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7302.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of the Revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and Revised Uniform Termination Notice for Securities Industry Registration (Form U5) https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.html Thu, 31 Aug 2006 00:00:00 -0700 06-7301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7301.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.html Thu, 31 Aug 2006 00:00:00 -0700 06-7300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7300.pdf Notice - In the Matter of Amanda Company, Inc., American International Petroleum Corp., China Continental, Inc., Com21, Inc., Cycomm International, Inc., DeMarco Energy Systems of America, Inc., Eco Soil Systems, Inc., Edulink, Inc., H. Quotient, Inc., Healthtrac, Inc., Management Technologies, Inc., Metal Recovery Technologies, Inc., Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Seven Seas Petroleum, Inc., Surebeam Corp., Syncronys Softcorp, Touch America Holdings, Inc., U.S. Plastic Lumber Corp., and Xcelera, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/08/30/06-7299.html https://regulations.justia.com/regulations/fedreg/2006/08/30/06-7299.html Wed, 30 Aug 2006 00:00:00 -0700 06-7299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-30/pdf/06-7299.pdf Notice - Joint Industry Plan; Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14309 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14309.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed Company Manual To Reduce its Distribution Requirements for Companies Listing Common Equity Securities in Connection with an IPO, Transfer or Quotation https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14307 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14307.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14304.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14301.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14300.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14299.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14298.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Fees and Credits for the NASD/Nasdaq Trade Reporting Facility and To Adopt a Transaction Credit Program for Securities Listed on the Nasdaq Stock Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14297 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14297.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14277 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14277.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14276 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14276.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14275 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14274.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14273 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14273.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14208 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14208.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amending Rule 123D (Openings and Halts in Trading) To Shorten the Minimum Required Time Periods Between Tape Indications and Openings and Between Halts or “Equipment Changeovers” and Reopenings https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14198.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14197.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14196.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14195 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14195.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14194.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14193 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14193.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt Rules Relating to Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14127.html https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14127.html Fri, 25 Aug 2006 00:00:00 -0700 E6-14127 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14127.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14126.html https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14126.html Fri, 25 Aug 2006 00:00:00 -0700 E6-14126 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14126.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14125.html https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14125.html Fri, 25 Aug 2006 00:00:00 -0700 E6-14125 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14125.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14124.html https://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14124.html Fri, 25 Aug 2006 00:00:00 -0700 E6-14124 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14124.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's New Equity Trading System, XLE https://regulations.justia.com/regulations/fedreg/2006/08/25/06-7131.html https://regulations.justia.com/regulations/fedreg/2006/08/25/06-7131.html Fri, 25 Aug 2006 00:00:00 -0700 06-7131 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/06-7131.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14025.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14025.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14025 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14025.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14024.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14024.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14024 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14024.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14023.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14023.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14023 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14023.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14022.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14022.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14022 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14022.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14021.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14021.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14021 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14021.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14020.html https://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14020.html Thu, 24 Aug 2006 00:00:00 -0700 E6-14020 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14020.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/24/06-7177.html https://regulations.justia.com/regulations/fedreg/2006/08/24/06-7177.html Thu, 24 Aug 2006 00:00:00 -0700 06-7177 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/06-7177.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13944.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13944.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13944 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13944.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Regarding Two-Sided Quote Providers https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13943.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13943.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13943 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13943.pdf Notice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13934.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13934.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13934.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Value Fees for RIO Accounts and To Remove Reference to Electronic Communications Networks From Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13933.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13933.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13933.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13932.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13932.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13932 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13932.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13931.html https://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13931.html Wed, 23 Aug 2006 00:00:00 -0700 E6-13931 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13931.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Technical, Non-Substantive Changes to its Trade Reporting Rules https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13816.html https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13816.html Tue, 22 Aug 2006 00:00:00 -0700 E6-13816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13816.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13812.html https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13812.html Tue, 22 Aug 2006 00:00:00 -0700 E6-13812 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13812.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto Regarding NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13811.html https://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13811.html Tue, 22 Aug 2006 00:00:00 -0700 E6-13811 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13811.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/22/06-7091.html https://regulations.justia.com/regulations/fedreg/2006/08/22/06-7091.html Tue, 22 Aug 2006 00:00:00 -0700 06-7091 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/06-7091.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13729.html https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13729.html Mon, 21 Aug 2006 00:00:00 -0700 E6-13729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13729.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13728.html https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13728.html Mon, 21 Aug 2006 00:00:00 -0700 E6-13728 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13728.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists Hitting Bids and/or Taking Offers Algorithmically on a Temporary Basis Until Phase II of the Hybrid Market Is Fully Implemented https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13726.html https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13726.html Mon, 21 Aug 2006 00:00:00 -0700 E6-13726 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13726.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13725.html https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13725.html Mon, 21 Aug 2006 00:00:00 -0700 E6-13725 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13725.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13723.html https://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13723.html Mon, 21 Aug 2006 00:00:00 -0700 E6-13723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13723.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13643.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13643.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13643 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13643.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13640.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13640.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13640.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Procedures for the Exercise of Options https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13639.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13639.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13639.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13637.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13637.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13637 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13637.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13636.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13636.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13636 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13636.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc,; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a New Trading Model https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13618.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13618.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13618 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13618.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quarterly Options https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13617.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13617.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13617 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13617.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Expiration Date Exercise Procedures https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13616.html https://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13616.html Fri, 18 Aug 2006 00:00:00 -0700 E6-13616 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13616.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Market Participant Identifier Functionality on the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13568.html https://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13568.html Thu, 17 Aug 2006 00:00:00 -0700 E6-13568 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-17/pdf/E6-13568.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Equity Options Designated Primary Market Maker Transaction Fee https://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13567.html https://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13567.html Thu, 17 Aug 2006 00:00:00 -0700 E6-13567 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-17/pdf/E6-13567.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13422 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13422.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13421 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13421.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13418.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13416.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Equity Payment for Order Flow Program https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13415.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13401.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13400.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules To Govern its Electronic Trading System for Equities https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13335.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13335.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13335 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13335.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change, and Amendment No. 1 Thereto, Increasing the Linkage Inbound Principal Order Fee https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13334.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13334.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13334 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13334.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Service Called FilterView https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13319.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13319.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13319 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13319.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13317.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13317.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13317 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13317.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13316.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13316.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13316 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13316.pdf Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13289.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13289.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13289 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13289.pdf Proposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13277.html https://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13277.html Tue, 15 Aug 2006 00:00:00 -0700 E6-13277 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13277.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13270.html https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13270.html Mon, 14 Aug 2006 00:00:00 -0700 E6-13270 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13270.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13241.html https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13241.html Mon, 14 Aug 2006 00:00:00 -0700 E6-13241 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13241.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change To Amend the Safe Harbor for Business Expansions https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13220.html https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13220.html Mon, 14 Aug 2006 00:00:00 -0700 E6-13220 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13220.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto To Align NASD Rules With Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13219.html https://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13219.html Mon, 14 Aug 2006 00:00:00 -0700 E6-13219 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13219.pdf Notice - In the Matter of Corpas Investments, Inc., Paving Stone Corp., and Wastech, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/08/11/06-6889.html https://regulations.justia.com/regulations/fedreg/2006/08/11/06-6889.html Fri, 11 Aug 2006 00:00:00 -0700 06-6889 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-11/pdf/06-6889.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13027.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13027.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13027 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13027.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 Communication Between Exchange and Members' Offices https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13025.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13025.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13025 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13025.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Rules of the Nasdaq Global Select Market https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13024.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13024.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13024 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13024.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13023.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13023.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13023 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13023.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modified ROS Opening Procedure Cut-Off Times https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13022.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13022.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13022 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13022.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13010.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13010.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13010.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13008.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13008.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13008 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13008.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating To Extension of Time Requests https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13007.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13007.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13007 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13007.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 1406, Regulatory Cooperation https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13006.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13006.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13006.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Establishing ISE Stock Exchange as a Facility of International Securities Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13005.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13005.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13005 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13005.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Date for Compliance With Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13004.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13004.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13004 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13004.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Options Intermarket Linkage Fees Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13003.html https://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13003.html Thu, 10 Aug 2006 00:00:00 -0700 E6-13003 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13003.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 https://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12893.html https://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12893.html Wed, 09 Aug 2006 00:00:00 -0700 E6-12893 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-09/pdf/E6-12893.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Use of the National Association of Securities Dealers, Inc.'s Web Central Registration Depository System https://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12892.html https://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12892.html Wed, 09 Aug 2006 00:00:00 -0700 E6-12892 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-09/pdf/E6-12892.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12842.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12842.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12842.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 To Amend Exchange Rule 325 (Capital Requirements for Member Organizations), Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances), and Rule 431 (Margin Requirement) https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12841.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12841.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12841.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 7000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12840.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12840.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12840 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12840.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12839.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12839.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12839.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12838.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12838.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12838.pdf Notice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for Section 12(b) Registration On Behalf of Certain Issuers https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6708.html https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6708.html Tue, 08 Aug 2006 00:00:00 -0700 06-6708 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6708.pdf Notice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for an Exemption From Section 12(a) Allowing Trading of Certain Unregistered Securities https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6707.html https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6707.html Tue, 08 Aug 2006 00:00:00 -0700 06-6707 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6707.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Establish a Quote Risk Monitor Mechanism and To Define Continuous Quoting https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12740.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12740.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12740 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12740.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12739.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12739.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12739.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5110 and Certain Other NASD Rules Amended Pursuant to SR-NASD-2005-087 https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12738.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12738.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12738 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12738.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12705.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12705.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12705 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12705.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12704.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12704.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12704 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12704.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12703.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12703.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12703.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 611, “Disqualification or Other Disability of Arbitrators” https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12702.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12702.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12702 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12702.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12701.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12701.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12701 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12701.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12700.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12700.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12700 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index TM https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12699.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12699.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12699 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12699.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12698.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12698.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12698 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12698.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 2000 and 3000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12697.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12697.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12697 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12697.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12696.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12696.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12696 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12696.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 39 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12688.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12688.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12688 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12688.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 28 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12686.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12686.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12686 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12686.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 27 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12685.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12685.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12685.pdf Notice - Joint Industry Plan; Notice of Filing of the NMS Linkage Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12638.html https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12638.html Fri, 04 Aug 2006 00:00:00 -0700 E6-12638 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12638.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12635.html https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12635.html Fri, 04 Aug 2006 00:00:00 -0700 E6-12635 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12635.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12634.html https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12634.html Fri, 04 Aug 2006 00:00:00 -0700 E6-12634 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12634.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 6000, 9000, and 11000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12613.html https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12613.html Fri, 04 Aug 2006 00:00:00 -0700 E6-12613 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12613.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 1000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12612.html https://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12612.html Fri, 04 Aug 2006 00:00:00 -0700 E6-12612 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12612.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 1, 2, and 3 Thereto To Adopt a Simple Auction Liaison System to Auction Qualifying Marketable Orders for Potential Price Improvement https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12527.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12527.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12527 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12527.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720 https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12526.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12526.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12526 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12526.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12525.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12525.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12525 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12525.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12524.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12524.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12524 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12524.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12523.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12523.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12523 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12523.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12522.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12522.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12522 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12522.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12521.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12521.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12521 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12521.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12520.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12520.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12520.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12519.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12519.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12519.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12501.html https://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12501.html Thu, 03 Aug 2006 00:00:00 -0700 E6-12501 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12501.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12443.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12430 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12430.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12429 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12429.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12428 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12428.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12427 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12427.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.html https://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.html Wed, 02 Aug 2006 00:00:00 -0700 06-6669 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/06-6669.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding DPM and E-DPM Membership Ownership Requirements and the Ultimate Matching Algorithm https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12324.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12324.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12324 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12324.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Relating to Amendments to Exchange Rule 629-Schedule of Fees https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12323.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12323.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12323 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12323.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 To Allow a Registered Competitive Market Maker To Call To and Receive Calls From the Booth https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12322.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12322.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12322 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12322.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12321.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12321.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12321.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 22 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12320.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12320.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12320 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12320.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12273.html https://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12273.html Tue, 01 Aug 2006 00:00:00 -0700 E6-12273 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12273.pdf