Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-19T03:47:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14500.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14495.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Motions To Decide Claims Before a Hearing on the Merits2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14493.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.htmlNotice - Sunshine Act Meeting2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7387.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.htmlNotice - Claymore Exchange-Traded Fund Trust, et al.; Notice of Application2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7353.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.htmlNotice - Submission for OMB Review; Comment Request2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7302.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of the Revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and Revised Uniform Termination Notice for Securities Industry Registration (Form U5)2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7301.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.htmlNotice - Proposed Collection; Comment Request2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7300.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/30/06-7299.htmlNotice - In the Matter of Amanda Company, Inc., American International Petroleum Corp., China Continental, Inc., Com21, Inc., Cycomm International, Inc., DeMarco Energy Systems of America, Inc., Eco Soil Systems, Inc., Edulink, Inc., H. Quotient, Inc., Healthtrac, Inc., Management Technologies, Inc., Metal Recovery Technologies, Inc., Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Seven Seas Petroleum, Inc., Surebeam Corp., Syncronys Softcorp, Touch America Holdings, Inc., U.S. Plastic Lumber Corp., and Xcelera, Inc.; Order of Suspension of Trading2006-08-30T00:00:00-07:002006-08-30T00:00:00-07:0006-7299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-30/pdf/06-7299.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.htmlNotice - Joint Industry Plan; Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14309.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed Company Manual To Reduce its Distribution Requirements for Companies Listing Common Equity Securities in Connection with an IPO, Transfer or Quotation2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14307.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14304.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14301.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14300.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.htmlNotice - Submission for OMB Review; Comment Request2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14299.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.htmlNotice - Submission for OMB Review; Comment Request2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14298.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Fees and Credits for the NASD/Nasdaq Trade Reporting Facility and To Adopt a Transaction Credit Program for Securities Listed on the Nasdaq Stock Market2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14297Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14297.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.htmlNotice - Joint Industry Plan; Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14277.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.092006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14276.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14275.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14274.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market2006-08-29T00:00:00-07:002006-08-29T00:00:00-07:00E6-14273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14273.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14208.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amending Rule 123D (Openings and Halts in Trading) To Shorten the Minimum Required Time Periods Between Tape Indications and Openings and Between Halts or “Equipment Changeovers” and Reopenings2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14198.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14197.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14196.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14195.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14194.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class2006-08-28T00:00:00-07:002006-08-28T00:00:00-07:00E6-14193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14193.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14127.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt Rules Relating to Regulation NMS2006-08-25T00:00:00-07:002006-08-25T00:00:00-07:00E6-14127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14127.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14126.htmlNotice - Proposed Collection; Comment Request2006-08-25T00:00:00-07:002006-08-25T00:00:00-07:00E6-14126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14126.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14125.htmlNotice - Proposed Collection; Comment Request2006-08-25T00:00:00-07:002006-08-25T00:00:00-07:00E6-14125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14125.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/25/E6-14124.htmlNotice - Proposed Collection; Comment Request2006-08-25T00:00:00-07:002006-08-25T00:00:00-07:00E6-14124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/E6-14124.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/25/06-7131.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's New Equity Trading System, XLE2006-08-25T00:00:00-07:002006-08-25T00:00:00-07:0006-7131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-25/pdf/06-7131.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14025.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14025.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14024.htmlNotice - Proposed Collection; Comment Request2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14024.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14023.htmlNotice - Proposed Collection; Comment Request2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14023.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14022.htmlNotice - Proposed Collection; Comment Request2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14022.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14021.htmlNotice - Proposed Collection; Comment Request2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14021.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/E6-14020.htmlNotice - Proposed Collection; Comment Request2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:00E6-14020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/E6-14020.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/24/06-7177.htmlNotice - Sunshine Act Meeting2006-08-24T00:00:00-07:002006-08-24T00:00:00-07:0006-7177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-24/pdf/06-7177.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13944.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13944.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13943.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Regarding Two-Sided Quote Providers2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13943.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13934.htmlNotice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13934.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13933.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Value Fees for RIO Accounts and To Remove Reference to Electronic Communications Networks From Its Fee Schedule2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13933.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13932.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13932.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/23/E6-13931.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders2006-08-23T00:00:00-07:002006-08-23T00:00:00-07:00E6-13931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-23/pdf/E6-13931.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13816.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Technical, Non-Substantive Changes to its Trade Reporting Rules2006-08-22T00:00:00-07:002006-08-22T00:00:00-07:00E6-13816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13816.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13812.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically2006-08-22T00:00:00-07:002006-08-22T00:00:00-07:00E6-13812Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13812.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/22/E6-13811.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto Regarding NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade2006-08-22T00:00:00-07:002006-08-22T00:00:00-07:00E6-13811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/E6-13811.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/22/06-7091.htmlNotice - Sunshine Act Meeting2006-08-22T00:00:00-07:002006-08-22T00:00:00-07:0006-7091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-22/pdf/06-7091.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13729.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services2006-08-21T00:00:00-07:002006-08-21T00:00:00-07:00E6-13729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13729.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13728.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders2006-08-21T00:00:00-07:002006-08-21T00:00:00-07:00E6-13728Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13728.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13726.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists Hitting Bids and/or Taking Offers Algorithmically on a Temporary Basis Until Phase II of the Hybrid Market Is Fully Implemented2006-08-21T00:00:00-07:002006-08-21T00:00:00-07:00E6-13726Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13726.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13725.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-08-21T00:00:00-07:002006-08-21T00:00:00-07:00E6-13725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13725.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/21/E6-13723.htmlNotice - Proposed Collections; Comment Request2006-08-21T00:00:00-07:002006-08-21T00:00:00-07:00E6-13723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-21/pdf/E6-13723.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13643.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13643.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13640.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13640.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13639.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Procedures for the Exercise of Options2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13639.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13637.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13637.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13636.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13636.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13618.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc,; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a New Trading Model2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13618.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13617.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quarterly Options2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13617.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/18/E6-13616.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Expiration Date Exercise Procedures2006-08-18T00:00:00-07:002006-08-18T00:00:00-07:00E6-13616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-18/pdf/E6-13616.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13568.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Market Participant Identifier Functionality on the Alternative Display Facility2006-08-17T00:00:00-07:002006-08-17T00:00:00-07:00E6-13568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-17/pdf/E6-13568.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/17/E6-13567.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Equity Options Designated Primary Market Maker Transaction Fee2006-08-17T00:00:00-07:002006-08-17T00:00:00-07:00E6-13567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-17/pdf/E6-13567.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13422.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13421.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.htmlNotice - Proposed Collection; Comment Request2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13418.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13416.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Equity Payment for Order Flow Program2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13415.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13401.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System2006-08-16T00:00:00-07:002006-08-16T00:00:00-07:00E6-13400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13400.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13335.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules To Govern its Electronic Trading System for Equities2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13335.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13334.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change, and Amendment No. 1 Thereto, Increasing the Linkage Inbound Principal Order Fee2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13334.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Service Called FilterView2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13319.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13317.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13317.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13316.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rule 70182006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13316.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13289.htmlRule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13289Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13289.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/15/E6-13277.htmlProposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies2006-08-15T00:00:00-07:002006-08-15T00:00:00-07:00E6-13277Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-15/pdf/E6-13277.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13270.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry2006-08-14T00:00:00-07:002006-08-14T00:00:00-07:00E6-13270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13270.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13241.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry2006-08-14T00:00:00-07:002006-08-14T00:00:00-07:00E6-13241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13241.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13220.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change To Amend the Safe Harbor for Business Expansions2006-08-14T00:00:00-07:002006-08-14T00:00:00-07:00E6-13220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13220.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/14/E6-13219.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto To Align NASD Rules With Regulation NMS2006-08-14T00:00:00-07:002006-08-14T00:00:00-07:00E6-13219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-14/pdf/E6-13219.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/11/06-6889.htmlNotice - In the Matter of Corpas Investments, Inc., Paving Stone Corp., and Wastech, Inc.; Order of Suspension of Trading2006-08-11T00:00:00-07:002006-08-11T00:00:00-07:0006-6889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-11/pdf/06-6889.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13027.htmlNotice - Proposed Collection; Comment Request2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13027.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13025.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 Communication Between Exchange and Members' Offices2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13025.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13024.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Rules of the Nasdaq Global Select Market2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13024.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13023.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13023.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13022.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modified ROS Opening Procedure Cut-Off Times2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13022.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13010.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13010.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13008.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13008.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13007.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating To Extension of Time Requests2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13007.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13006.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 1406, Regulatory Cooperation2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13006.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13005.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Establishing ISE Stock Exchange as a Facility of International Securities Exchange, Inc.2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13005.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13004.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Date for Compliance With Regulation NMS2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13004.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/10/E6-13003.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Options Intermarket Linkage Fees Pilot Program2006-08-10T00:00:00-07:002006-08-10T00:00:00-07:00E6-13003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-10/pdf/E6-13003.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12893.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 272006-08-09T00:00:00-07:002006-08-09T00:00:00-07:00E6-12893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-09/pdf/E6-12893.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/09/E6-12892.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Use of the National Association of Securities Dealers, Inc.'s Web Central Registration Depository System2006-08-09T00:00:00-07:002006-08-09T00:00:00-07:00E6-12892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-09/pdf/E6-12892.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12842.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:00E6-12842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12842.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12841.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 To Amend Exchange Rule 325 (Capital Requirements for Member Organizations), Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances), and Rule 431 (Margin Requirement)2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:00E6-12841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12841.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12840.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 7000 Series Rules2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:00E6-12840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12840.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12839.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:00E6-12839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12839.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12838.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:00E6-12838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12838.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/06-6708.htmlNotice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for Section 12(b) Registration On Behalf of Certain Issuers2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:0006-6708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6708.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/08/06-6707.htmlNotice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for an Exemption From Section 12(a) Allowing Trading of Certain Unregistered Securities2006-08-08T00:00:00-07:002006-08-08T00:00:00-07:0006-6707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6707.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12740.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Establish a Quote Risk Monitor Mechanism and To Define Continuous Quoting2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12740.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12739.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12739.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12738.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5110 and Certain Other NASD Rules Amended Pursuant to SR-NASD-2005-0872006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12738.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12705.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12705.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12704.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12704.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12703.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12703.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12702.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 611, “Disqualification or Other Disability of Arbitrators”2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12702.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12701.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12701.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12700.htmlNotice - Submission for OMB Review; Comment Request2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12700.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12699.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index TM2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12699.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12698.htmlNotice - Submission for OMB Review; Comment Request2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12698.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12697.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 2000 and 3000 Series Rules2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12697.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12696.htmlNotice - Submission for OMB Review; Comment Request2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12696.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12688.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 39 Examination Program2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12688.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12686.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 28 Examination Program2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12686.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12685.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 27 Examination Program2006-08-07T00:00:00-07:002006-08-07T00:00:00-07:00E6-12685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12685.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12638.htmlNotice - Joint Industry Plan; Notice of Filing of the NMS Linkage Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, and NYSE Arca, Inc.2006-08-04T00:00:00-07:002006-08-04T00:00:00-07:00E6-12638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12638.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12635.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index Pursuant to Unlisted Trading Privileges2006-08-04T00:00:00-07:002006-08-04T00:00:00-07:00E6-12635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12635.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12634.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-08-04T00:00:00-07:002006-08-04T00:00:00-07:00E6-12634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12634.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12613.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 6000, 9000, and 11000 Series Rules2006-08-04T00:00:00-07:002006-08-04T00:00:00-07:00E6-12613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12613.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/04/E6-12612.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 1000 Series Rules2006-08-04T00:00:00-07:002006-08-04T00:00:00-07:00E6-12612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-04/pdf/E6-12612.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12527.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 1, 2, and 3 Thereto To Adopt a Simple Auction Liaison System to Auction Qualifying Marketable Orders for Potential Price Improvement2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12527.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12526.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 7202006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12526.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12525.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12525.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12524.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12524.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12523.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12523.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12522.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12522.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12521.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12521.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12520.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12520.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12519.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12519.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/03/E6-12501.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities2006-08-03T00:00:00-07:002006-08-03T00:00:00-07:00E6-12501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-03/pdf/E6-12501.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:00E6-12443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12443.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:00E6-12430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12430.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc.2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:00E6-12429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12429.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:00E6-12428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12428.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:00E6-12427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12427.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.htmlNotice - Sunshine Act Meeting2006-08-02T00:00:00-07:002006-08-02T00:00:00-07:0006-6669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/06-6669.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12324.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding DPM and E-DPM Membership Ownership Requirements and the Ultimate Matching Algorithm2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12324.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12323.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Relating to Amendments to Exchange Rule 629-Schedule of Fees2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12323.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12322.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 To Allow a Registered Competitive Market Maker To Call To and Receive Calls From the Booth2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12322.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12321.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12321.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12320.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 22 Examination Program2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12320.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/01/E6-12273.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program2006-08-01T00:00:00-07:002006-08-01T00:00:00-07:00E6-12273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-01/pdf/E6-12273.pdf