Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/31?limit=200®isters=between&mode=atom2024-11-24T07:22:51-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14500.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14495.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Motions To Decide Claims Before a Hearing on the Merits2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:00E6-14493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14493.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.htmlNotice - Sunshine Act Meeting2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7387.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.htmlNotice - Claymore Exchange-Traded Fund Trust, et al.; Notice of Application2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7353.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.htmlNotice - Submission for OMB Review; Comment Request2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7302.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of the Revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and Revised Uniform Termination Notice for Securities Industry Registration (Form U5)2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7301.pdfhttps://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.htmlNotice - Proposed Collection; Comment Request2006-08-31T00:00:00-07:002006-08-31T00:00:00-07:0006-7300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7300.pdf