<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/31?registers=between Wed, 01 May 2024 22:14:53 -0700 Wed, 01 May 2024 22:14:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/31?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14500.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14500 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14500.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14495.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14495.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Motions To Decide Claims Before a Hearing on the Merits https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.html https://regulations.justia.com/regulations/fedreg/2006/08/31/E6-14493.html Thu, 31 Aug 2006 00:00:00 -0700 E6-14493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/E6-14493.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7387.html Thu, 31 Aug 2006 00:00:00 -0700 06-7387 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7387.pdf Notice - Claymore Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7353.html Thu, 31 Aug 2006 00:00:00 -0700 06-7353 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7353.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7302.html Thu, 31 Aug 2006 00:00:00 -0700 06-7302 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7302.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of the Revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and Revised Uniform Termination Notice for Securities Industry Registration (Form U5) https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7301.html Thu, 31 Aug 2006 00:00:00 -0700 06-7301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7301.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.html https://regulations.justia.com/regulations/fedreg/2006/08/31/06-7300.html Thu, 31 Aug 2006 00:00:00 -0700 06-7300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-31/pdf/06-7300.pdf