<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/29?registers=between Thu, 28 Nov 2024 00:31:08 -0800 Thu, 28 Nov 2024 00:31:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/29?registers=between Notice - Joint Industry Plan; Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14309 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14309.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed Company Manual To Reduce its Distribution Requirements for Companies Listing Common Equity Securities in Connection with an IPO, Transfer or Quotation https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14307 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14307.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14304.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14301.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14300.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14299.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14298.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Fees and Credits for the NASD/Nasdaq Trade Reporting Facility and To Adopt a Transaction Credit Program for Securities Listed on the Nasdaq Stock Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14297 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14297.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14277 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14277.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14276 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14276.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14275 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14274.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.html https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.html Tue, 29 Aug 2006 00:00:00 -0700 E6-14273 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14273.pdf