Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/29?limit=200&registers=between&mode=atom 2024-04-18T22:07:38-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14309.html Notice - Joint Industry Plan; Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14309 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14309.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14307.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed Company Manual To Reduce its Distribution Requirements for Companies Listing Common Equity Securities in Connection with an IPO, Transfer or Quotation 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14307 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14307.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14304.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14304.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14301.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14301.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14300.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14300.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14299.html Notice - Submission for OMB Review; Comment Request 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14299.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14298.html Notice - Submission for OMB Review; Comment Request 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14298.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14297.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Fees and Credits for the NASD/Nasdaq Trade Reporting Facility and To Adopt a Transaction Credit Program for Securities Listed on the Nasdaq Stock Market 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14297 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14297.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14277.html Notice - Joint Industry Plan; Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14277 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14277.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14276.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14276 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14276.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14275.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14275 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14275.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14274.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14274.pdf https://regulations.justia.com/regulations/fedreg/2006/08/29/E6-14273.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market 2006-08-29T00:00:00-07:00 2006-08-29T00:00:00-07:00 E6-14273 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-29/pdf/E6-14273.pdf