<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/28?registers=between Sun, 24 Nov 2024 06:58:03 -0800 Sun, 24 Nov 2024 06:58:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/28?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14208 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14208.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amending Rule 123D (Openings and Halts in Trading) To Shorten the Minimum Required Time Periods Between Tape Indications and Openings and Between Halts or “Equipment Changeovers” and Reopenings https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14198.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14197.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14196.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14195 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14195.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14194.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.html https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.html Mon, 28 Aug 2006 00:00:00 -0700 E6-14193 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14193.pdf