Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/28?limit=200&registers=between&mode=atom 2024-11-24T06:53:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14208.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14208 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14208.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14198.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amending Rule 123D (Openings and Halts in Trading) To Shorten the Minimum Required Time Periods Between Tape Indications and Openings and Between Halts or “Equipment Changeovers” and Reopenings 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14198.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14197.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14197.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14196.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14196.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14195.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14195 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14195.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14194.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14194.pdf https://regulations.justia.com/regulations/fedreg/2006/08/28/E6-14193.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class 2006-08-28T00:00:00-07:00 2006-08-28T00:00:00-07:00 E6-14193 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-28/pdf/E6-14193.pdf