<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/16?registers=between Thu, 02 May 2024 09:44:53 -0700 Thu, 02 May 2024 09:44:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/16?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13422 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13422.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13421 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13421.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13418.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13416.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Equity Payment for Order Flow Program https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13415.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13401.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.html https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.html Wed, 16 Aug 2006 00:00:00 -0700 E6-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13400.pdf