Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/16?limit=200&registers=between&mode=atom 2024-04-23T16:23:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13422.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13422 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13422.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13421.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13421 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13421.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13418.html Notice - Proposed Collection; Comment Request 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13418.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13416.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13416.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13415.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Equity Payment for Order Flow Program 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13415.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13401.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13401.pdf https://regulations.justia.com/regulations/fedreg/2006/08/16/E6-13400.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System 2006-08-16T00:00:00-07:00 2006-08-16T00:00:00-07:00 E6-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-16/pdf/E6-13400.pdf