<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/08?registers=between Thu, 02 May 2024 00:58:41 -0700 Thu, 02 May 2024 00:58:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/08?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12842.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12842.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12842.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 To Amend Exchange Rule 325 (Capital Requirements for Member Organizations), Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances), and Rule 431 (Margin Requirement) https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12841.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12841.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12841.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 7000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12840.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12840.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12840 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12840.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12839.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12839.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12839.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12838.html https://regulations.justia.com/regulations/fedreg/2006/08/08/E6-12838.html Tue, 08 Aug 2006 00:00:00 -0700 E6-12838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/E6-12838.pdf Notice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for Section 12(b) Registration On Behalf of Certain Issuers https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6708.html https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6708.html Tue, 08 Aug 2006 00:00:00 -0700 06-6708 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6708.pdf Notice - In the Matter of the Application of the Nasdaq Stock Market, Inc. and the NASDAQ Stock Market LLC for an Exemption From Section 12(a) Allowing Trading of Certain Unregistered Securities https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6707.html https://regulations.justia.com/regulations/fedreg/2006/08/08/06-6707.html Tue, 08 Aug 2006 00:00:00 -0700 06-6707 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-08/pdf/06-6707.pdf