<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/02?registers=between Sun, 24 Nov 2024 07:32:54 -0800 Sun, 24 Nov 2024 07:32:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/02?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12443.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12430 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12430.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12429 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12429.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12428 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12428.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.html https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.html Wed, 02 Aug 2006 00:00:00 -0700 E6-12427 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12427.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.html https://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.html Wed, 02 Aug 2006 00:00:00 -0700 06-6669 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/06-6669.pdf