Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/08/02?limit=200&registers=between&mode=atom 2020-12-04T15:34:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12443.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 E6-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12443.pdf https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12430.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 E6-12430 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12430.pdf https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12429.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 E6-12429 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12429.pdf https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12428.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 E6-12428 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12428.pdf https://regulations.justia.com/regulations/fedreg/2006/08/02/E6-12427.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 E6-12427 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/E6-12427.pdf https://regulations.justia.com/regulations/fedreg/2006/08/02/06-6669.html Notice - Sunshine Act Meeting 2006-08-02T00:00:00-07:00 2006-08-02T00:00:00-07:00 06-6669 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-02/pdf/06-6669.pdf