<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07?registers=between&min-day=1&max-day=31 Sun, 28 Apr 2024 07:48:22 -0700 Sun, 28 Apr 2024 07:48:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Exchange's Order Priority Rule and the Mandatory Use of Order Match Functionalities https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12184.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12184.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12184 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12184.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by Specialists”) and 123E (“Specialist Combination Review Policy”) To Change the Exchange's Capital Requirements for Specialist Organizations https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12183.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12183.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12183.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule) https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12176.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12176.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12176 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12176.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12175.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12175.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12175 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12175.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Strike Price Intervals for VIX Options https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12155.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12155.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12155 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12155.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Transfer of Securities Among Co.-Specialists Within a Specialist Firm https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12151.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12151.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12151 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12151.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Chapter XVI of the NSX Rules Relating to Dues, Fees, Assessments, Charges, and Market Data Rebate Programs https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12149.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12149.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12149 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12149.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12148.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12148.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12148 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12148.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change to Require Specialists to Publish a 100 x 100 Share Market to Suspend Direct+ for Exchange Rule 127 Block Cross Transactions https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12147.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12147.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12147.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Whereby the President of Each Clearing Agency Shall Also Serve as Its Chief Executive Officer https://regulations.justia.com/regulations/fedreg/2006/07/28/E6-12070.html https://regulations.justia.com/regulations/fedreg/2006/07/28/E6-12070.html Fri, 28 Jul 2006 00:00:00 -0700 E6-12070 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-28/pdf/E6-12070.pdf Notice - In the Matter of Andover Apparel Group, Inc., Applied Computer Technology, Inc., Country World Casinos, Inc., Digital Transmission Systems, Inc., EWRX Internet Systems, Inc., Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Microbest, Inc., Midway Airlines Corp., Mobilemedia Corp., Neometrix Technology Group, Inc., Photran Corp., Scottsdale Technologies, Inc., Sienna Broadcasting Corp., Triton Network Systems, Inc., and Western Pacific Airlines, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6573.html https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6573.html Fri, 28 Jul 2006 00:00:00 -0700 06-6573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-28/pdf/06-6573.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6571.html https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6571.html Fri, 28 Jul 2006 00:00:00 -0700 06-6571 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-28/pdf/06-6571.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6570.html https://regulations.justia.com/regulations/fedreg/2006/07/28/06-6570.html Fri, 28 Jul 2006 00:00:00 -0700 06-6570 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-28/pdf/06-6570.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating To Reducing Staffing Requirements for Options Specialist Units https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-12002.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-12002.html Thu, 27 Jul 2006 00:00:00 -0700 E6-12002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-12002.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4)-ANTE to Supplemental Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11988.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11988.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11988 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11988.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Market Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11987.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11987.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11987.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11986.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11986.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11986.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11985.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11985.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11985.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11984.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11984.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11984.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11983.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11983.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11983.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11982.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11982.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11982.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Pricing for Non-Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11981.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11981.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11981.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11980.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11980.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11980.pdf Notice - ING Life Insurance and Annuity Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11978.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11978.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11978 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11978.pdf Notice - Sunshine Act Meeting; Notice https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6536.html https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6536.html Thu, 27 Jul 2006 00:00:00 -0700 06-6536 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6536.pdf Notice - In the Matter of Solomon Alliance Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6535.html https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6535.html Thu, 27 Jul 2006 00:00:00 -0700 06-6535 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6535.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Member Organizations to Remit a Branch Office System Processing Fee in Connection with the Registration of Branch Offices via the Uniform Branch Office Registration Form Through the National Association of Securities Dealers, Inc.'s Central Registration Depository System https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11929.html https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11929.html Wed, 26 Jul 2006 00:00:00 -0700 E6-11929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-26/pdf/E6-11929.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) to Include a Quotation Fee https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11927.html https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11927.html Wed, 26 Jul 2006 00:00:00 -0700 E6-11927 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-26/pdf/E6-11927.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11926.html https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11926.html Wed, 26 Jul 2006 00:00:00 -0700 E6-11926 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-26/pdf/E6-11926.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11925.html https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11925.html Wed, 26 Jul 2006 00:00:00 -0700 E6-11925 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-26/pdf/E6-11925.pdf Notice - AXA Equitable Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11897.html https://regulations.justia.com/regulations/fedreg/2006/07/26/E6-11897.html Wed, 26 Jul 2006 00:00:00 -0700 E6-11897 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-26/pdf/E6-11897.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11797.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11797.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11797 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11797.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations Between Nasdaq and Its Members https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11796.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11796.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11796 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11796.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11795.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11795.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11795 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11795.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11794.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11794.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11794.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Regarding the Review Authority of the Board of Directors https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11793.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11793.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11793.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Short Stock Interest, Dividend, and Merger Strategy Programs https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11792.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11792.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11792.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11791.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11791.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11791 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11791.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11790.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11790.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11790 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11790.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11789.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11789.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11789 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11789.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Add Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11788.html https://regulations.justia.com/regulations/fedreg/2006/07/25/E6-11788.html Tue, 25 Jul 2006 00:00:00 -0700 E6-11788 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-25/pdf/E6-11788.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock[reg] (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.html https://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.html Mon, 24 Jul 2006 00:00:00 -0700 Z6-10762 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/Z6-10762.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11682.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11681.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11680.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.html https://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.html Mon, 24 Jul 2006 00:00:00 -0700 C6-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/C6-5679.pdf Rule - Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.html https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.html Mon, 24 Jul 2006 00:00:00 -0700 06-6410 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6410.pdf Rule - Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.html https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.html Mon, 24 Jul 2006 00:00:00 -0700 06-6409 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6409.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11581.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11581.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11581 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11581.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms From ETF Transaction Fees https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11575.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11575.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11575.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11573.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11573.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11573.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Until July 18, 2007 Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11572.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11572.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11572.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11571.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11571.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11571 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11571.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11570.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11570.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11570 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11570.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Competitive Traders and New Registered Competitive Market Makers, Governed by NYSE Rules 110 and 107A, Respectively, for an Additional Six Months https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11569.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11569.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11569 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11569.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11568.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11568.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11568 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11568.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11567.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11567.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11567 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11567.pdf Notice - Sunshine Act Meetings; Notice https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6408.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6408.html Fri, 21 Jul 2006 00:00:00 -0700 06-6408 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6408.pdf Proposed Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6386.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6386.html Fri, 21 Jul 2006 00:00:00 -0700 06-6386 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6386.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6357.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6357.html Fri, 21 Jul 2006 00:00:00 -0700 06-6357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6357.pdf Notice - Submission for OMB Review, Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11499.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11499.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11499 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11499.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11498.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11498.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11498 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11498.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11497.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11497.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11497 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11497.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11496.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11496.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11496 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11496.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11495.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11495.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11495.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11494.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11494.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11494 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11494.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11493.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11493.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11493.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11492.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11492.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11492.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11491.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11491.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11491 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11491.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11489.html https://regulations.justia.com/regulations/fedreg/2006/07/20/E6-11489.html Thu, 20 Jul 2006 00:00:00 -0700 E6-11489 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/E6-11489.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/07/20/06-6366.html https://regulations.justia.com/regulations/fedreg/2006/07/20/06-6366.html Thu, 20 Jul 2006 00:00:00 -0700 06-6366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-20/pdf/06-6366.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System https://regulations.justia.com/regulations/fedreg/2006/07/19/E6-11390.html https://regulations.justia.com/regulations/fedreg/2006/07/19/E6-11390.html Wed, 19 Jul 2006 00:00:00 -0700 E6-11390 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-19/pdf/E6-11390.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Short Term Option Series Pilot Program To Permit the Listing of Up To Seven Series Per Class https://regulations.justia.com/regulations/fedreg/2006/07/19/E6-11388.html https://regulations.justia.com/regulations/fedreg/2006/07/19/E6-11388.html Wed, 19 Jul 2006 00:00:00 -0700 E6-11388 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-19/pdf/E6-11388.pdf Notice - In the Matter of Aurora Medical Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/07/19/06-6304.html https://regulations.justia.com/regulations/fedreg/2006/07/19/06-6304.html Wed, 19 Jul 2006 00:00:00 -0700 06-6304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-19/pdf/06-6304.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11327.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11327.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11327.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11326.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11326.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11326.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendments Nos. 1, 2 and 3 to Proposed Rule Change To Revise Rule 10322 of the NASD Code of Arbitration Procedure Which Pertains to Subpoenas and the Power To Direct Appearances https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11325.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11325.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11325.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11313.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11313.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11313.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11312.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11312.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11312 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11312.pdf Proposed Rule - Concept Release Concerning Management's Reports on Internal Control Over Financial Reporting https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11226.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11226.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11226 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11226.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/07/18/06-6303.html https://regulations.justia.com/regulations/fedreg/2006/07/18/06-6303.html Tue, 18 Jul 2006 00:00:00 -0700 06-6303 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/06-6303.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11232.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11232.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11232 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11232.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11231.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11231.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11231 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11231.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11230.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11230.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11230 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11230.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11229.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11229.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11229 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11229.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11228.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11228.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11228 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11228.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11227.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11227.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11227 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11227.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11210.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11210.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11210 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11210.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11209.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11209.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11209 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11209.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11208.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11208.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11208 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11208.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Description of the ACES Communications Service https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11207.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11207.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11207 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11207.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11204.html https://regulations.justia.com/regulations/fedreg/2006/07/17/E6-11204.html Mon, 17 Jul 2006 00:00:00 -0700 E6-11204 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-17/pdf/E6-11204.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2006/07/14/06-6249.html https://regulations.justia.com/regulations/fedreg/2006/07/14/06-6249.html Fri, 14 Jul 2006 00:00:00 -0700 06-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-14/pdf/06-6249.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11031.html https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11031.html Thu, 13 Jul 2006 00:00:00 -0700 E6-11031 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-13/pdf/E6-11031.pdf Notice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Amending a Notice Provision Relating to the Renewal of Trading Permits https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11004.html https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11004.html Thu, 13 Jul 2006 00:00:00 -0700 E6-11004 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-13/pdf/E6-11004.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11002.html https://regulations.justia.com/regulations/fedreg/2006/07/13/E6-11002.html Thu, 13 Jul 2006 00:00:00 -0700 E6-11002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-13/pdf/E6-11002.pdf Rule - Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities https://regulations.justia.com/regulations/fedreg/2006/07/13/06-6136.html https://regulations.justia.com/regulations/fedreg/2006/07/13/06-6136.html Thu, 13 Jul 2006 00:00:00 -0700 06-6136 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-13/pdf/06-6136.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Regarding the Nasdaq Crossing Network https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10923.html https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10923.html Wed, 12 Jul 2006 00:00:00 -0700 E6-10923 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-12/pdf/E6-10923.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10922.html https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10922.html Wed, 12 Jul 2006 00:00:00 -0700 E6-10922 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-12/pdf/E6-10922.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10921.html https://regulations.justia.com/regulations/fedreg/2006/07/12/E6-10921.html Wed, 12 Jul 2006 00:00:00 -0700 E6-10921 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-12/pdf/E6-10921.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/07/12/06-6162.html https://regulations.justia.com/regulations/fedreg/2006/07/12/06-6162.html Wed, 12 Jul 2006 00:00:00 -0700 06-6162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-12/pdf/06-6162.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material https://regulations.justia.com/regulations/fedreg/2006/07/12/06-6137.html https://regulations.justia.com/regulations/fedreg/2006/07/12/06-6137.html Wed, 12 Jul 2006 00:00:00 -0700 06-6137 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-12/pdf/06-6137.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10788.html https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10788.html Tue, 11 Jul 2006 00:00:00 -0700 E6-10788 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-11/pdf/E6-10788.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 10.1 (Disciplinary Jurisdiction) https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10787.html https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10787.html Tue, 11 Jul 2006 00:00:00 -0700 E6-10787 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-11/pdf/E6-10787.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10762.html https://regulations.justia.com/regulations/fedreg/2006/07/11/E6-10762.html Tue, 11 Jul 2006 00:00:00 -0700 E6-10762 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-11/pdf/E6-10762.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/07/11/06-6148.html https://regulations.justia.com/regulations/fedreg/2006/07/11/06-6148.html Tue, 11 Jul 2006 00:00:00 -0700 06-6148 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-11/pdf/06-6148.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Surcharge for Clearing Member Subscribers That Have Not Met the Mandated Conversion Date for Data Distribution Service https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10722.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10722.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10722 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10722.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10721.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10721.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10721 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10721.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Data Distribution Service https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10720.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10720.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10720 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10720.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10719.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10719.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10719 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10719.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10718.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10718.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10718 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10718.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10717.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10717.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10717.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Lower the Minimum Display Size Requirement for Specialists To Maintain Undisplayed Reserve Interest at the Exchange Best Bid or Offer in the NYSE Hybrid Market https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10716.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10716.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10716 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10716.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10714.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10714.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10714 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10714.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Its Current General Revenue Sharing Program Under NASD Rule 7010(u) and To Adopt a Revenue Sharing Program Limited to Transactions in Nasdaq-Listed Securities Reported to the Trade Reporting Service of the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10713.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10713.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10713 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10713.pdf Notice - Order Modifying a Condition to Operation as a National Securities Exchange of the Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10712.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10712.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10712 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10712.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10685.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10685.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10685.pdf Notice - Self-Regulatory Organizations; America Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10684.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10684.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10684.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10683.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10683.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10683 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10683.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Increase the Linkage Inbound Principal Order Fee https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10682.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10682.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10682.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10681.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10681.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10681.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to Amendments to the NASD's Rules Following the Nasdaq Exchange's Operation as a National Securities Exchange for Nasdaq UTP Plan Securities https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6083.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6083.html Mon, 10 Jul 2006 00:00:00 -0700 06-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6083.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6065.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6065.html Mon, 10 Jul 2006 00:00:00 -0700 06-6065 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6065.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, 3 and 4 Thereto To Create the Nasdaq Global Select Market and Rename the Nasdaq National Market https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6038.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6038.html Mon, 10 Jul 2006 00:00:00 -0700 06-6038 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6038.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10639.html https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10639.html Fri, 07 Jul 2006 00:00:00 -0700 E6-10639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-07/pdf/E6-10639.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10638.html https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10638.html Fri, 07 Jul 2006 00:00:00 -0700 E6-10638 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-07/pdf/E6-10638.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10637.html https://regulations.justia.com/regulations/fedreg/2006/07/07/E6-10637.html Fri, 07 Jul 2006 00:00:00 -0700 E6-10637 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-07/pdf/E6-10637.pdf Notice - In the Matter of AdZone Research, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/07/07/06-6082.html https://regulations.justia.com/regulations/fedreg/2006/07/07/06-6082.html Fri, 07 Jul 2006 00:00:00 -0700 06-6082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-07/pdf/06-6082.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Extend the Options Intermarket Linkage Fees Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10535.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10535.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10535 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10535.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Retroactively Credit Certain DPM Linkage-Related Transaction Fees https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10534.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10534.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10534 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10534.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10533.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10533.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10533 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10533.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10532.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10532.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10532 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10532.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of NASD Interpretive Material 2210-4 To Require Certain Member Firms To Provide a Hyperlink to the NASD's Internet Home Page https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10531.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10531.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10531 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10531.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rule 8.7 Relating to Bid/Ask Differentials https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10530.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10530.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10530 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10530.pdf Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10493.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10493.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10493.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10491.html https://regulations.justia.com/regulations/fedreg/2006/07/06/E6-10491.html Thu, 06 Jul 2006 00:00:00 -0700 E6-10491 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/E6-10491.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Trading Rules To Provide for a Strict Price-Time Priority Market and Other Related Changes https://regulations.justia.com/regulations/fedreg/2006/07/06/06-5961.html https://regulations.justia.com/regulations/fedreg/2006/07/06/06-5961.html Thu, 06 Jul 2006 00:00:00 -0700 06-5961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-06/pdf/06-5961.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 4 and 5 to the Proposed Rule Change Relating to the Release of Information Through NASD BrokerCheck https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10436.html https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10436.html Wed, 05 Jul 2006 00:00:00 -0700 E6-10436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-05/pdf/E6-10436.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend the Safe Harbor for Business Expansions https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10434.html https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10434.html Wed, 05 Jul 2006 00:00:00 -0700 E6-10434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-05/pdf/E6-10434.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10433.html https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10433.html Wed, 05 Jul 2006 00:00:00 -0700 E6-10433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-05/pdf/E6-10433.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10416.html https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10416.html Wed, 05 Jul 2006 00:00:00 -0700 E6-10416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-05/pdf/E6-10416.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10414.html https://regulations.justia.com/regulations/fedreg/2006/07/05/E6-10414.html Wed, 05 Jul 2006 00:00:00 -0700 E6-10414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-05/pdf/E6-10414.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of Six Currency Trusts Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10338.html https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10338.html Mon, 03 Jul 2006 00:00:00 -0700 E6-10338 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-03/pdf/E6-10338.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Partial Accelerated Approval Relating to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10335.html https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10335.html Mon, 03 Jul 2006 00:00:00 -0700 E6-10335 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-03/pdf/E6-10335.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period by Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2 https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10334.html https://regulations.justia.com/regulations/fedreg/2006/07/03/E6-10334.html Mon, 03 Jul 2006 00:00:00 -0700 E6-10334 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-03/pdf/E6-10334.pdf