<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/27?registers=between Thu, 21 Nov 2024 18:22:03 -0800 Thu, 21 Nov 2024 18:22:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/27?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating To Reducing Staffing Requirements for Options Specialist Units https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-12002.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-12002.html Thu, 27 Jul 2006 00:00:00 -0700 E6-12002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-12002.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4)-ANTE to Supplemental Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11988.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11988.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11988 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11988.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Market Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11987.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11987.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11987.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11986.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11986.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11986.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11985.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11985.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11985.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11984.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11984.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11984.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11983.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11983.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11983.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11982.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11982.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11982.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Pricing for Non-Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11981.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11981.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11981.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11980.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11980.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11980.pdf Notice - ING Life Insurance and Annuity Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11978.html https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11978.html Thu, 27 Jul 2006 00:00:00 -0700 E6-11978 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11978.pdf Notice - Sunshine Act Meeting; Notice https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6536.html https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6536.html Thu, 27 Jul 2006 00:00:00 -0700 06-6536 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6536.pdf Notice - In the Matter of Solomon Alliance Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6535.html https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6535.html Thu, 27 Jul 2006 00:00:00 -0700 06-6535 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6535.pdf