Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/27?limit=200&registers=between&mode=atom 2020-10-22T14:22:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-12002.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating To Reducing Staffing Requirements for Options Specialist Units 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-12002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-12002.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11988.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4)-ANTE to Supplemental Registered Options Traders 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11988 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11988.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11987.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Market Maker Appointments 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11987.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11986.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11986.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11985.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11985.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11984.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11984.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11983.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11983.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11982.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11982.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11981.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Pricing for Non-Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11981.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11980.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11980.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/E6-11978.html Notice - ING Life Insurance and Annuity Company, et al., Notice of Application 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 E6-11978 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/E6-11978.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6536.html Notice - Sunshine Act Meeting; Notice 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 06-6536 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6536.pdf https://regulations.justia.com/regulations/fedreg/2006/07/27/06-6535.html Notice - In the Matter of Solomon Alliance Group, Inc.; Order of Suspension of Trading 2006-07-27T00:00:00-07:00 2006-07-27T00:00:00-07:00 06-6535 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-27/pdf/06-6535.pdf