<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/24?registers=between Thu, 21 Nov 2024 17:39:40 -0800 Thu, 21 Nov 2024 17:39:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/24?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock[reg] (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.html https://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.html Mon, 24 Jul 2006 00:00:00 -0700 Z6-10762 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/Z6-10762.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11682.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11681.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.html https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.html Mon, 24 Jul 2006 00:00:00 -0700 E6-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11680.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.html https://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.html Mon, 24 Jul 2006 00:00:00 -0700 C6-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/C6-5679.pdf Rule - Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.html https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.html Mon, 24 Jul 2006 00:00:00 -0700 06-6410 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6410.pdf Rule - Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.html https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.html Mon, 24 Jul 2006 00:00:00 -0700 06-6409 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6409.pdf